Securities and Exchange Commission definition

Securities and Exchange Commission means the United States Securities and Exchange Commission.
Securities and Exchange Commission means the United States Securities and Exchange Commission and any agency or instrumentality of the United States government succeeding to its functions.
Securities and Exchange Commission includes any governmental body or agency succeeding to the functions thereof.

Examples of Securities and Exchange Commission in a sentence

  • Information about the shares of each mutual fund available for investment by your account(s) must be furnished to you in the form of a prospectus governed by rules of the Securities and Exchange Commission.

  • Information about the shares of each mutual fund available for investment by your IRA must be furnished to you in the form of a prospectus governed by rules of the Securities and Exchange Commission.


More Definitions of Securities and Exchange Commission

Securities and Exchange Commission means the US Securities and Exchange Commission, or any successor thereto.
Securities and Exchange Commission means the United States Securities and Exchange Commission, including any governmental body or agency succeeding to the functions thereof.
Securities and Exchange Commission means the securities and exchange commission established by the Securities Exchange Act of 1934.
Securities and Exchange Commission or “Commission” means the United States Securities and Exchange Commission.
Securities and Exchange Commission means the United States Securities and Exchange Commission or any successor to the functions of such agency.
Securities and Exchange Commission means the United States securities and exchange commission.27A. “Securities and regulated industries bureau” means the securities and regulated industries bureau of the insurance division of the department of commerce.
Securities and Exchange Commission. The Securities and Exchange Commission or any other Federal agency at the time administering the Securities Act or the Exchange Act.