Securities Acts definition

Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.
Securities Acts means, collectively, the Securities Act of 1933 and the Securities Exchange Act of 1934, each as amended, and as implemented by the SEC and interpreted by the SEC or any court of competent jurisdiction.
Securities Acts means the Securities Act (Saskatchewan), the Securities Act (Ontario) and the comparable legislation in each of the provinces of Canada.

Examples of Securities Acts in a sentence

  • See Securities Acts Amendments of 1975, Report of the Senate Committee on Banking, Housing and Urban Affairs to Accompany S.

  • The Optionee acknowledges and understands that the Company is under no obligation to register, under the Securities Acts, the Option Shares received by him or to assist him in complying with any exemption from such registration if he should at a later date wish to dispose of the Option Shares.

  • For greater certainty, Option Shares continue to be exercisable until the termination or cancellation thereof as provided in this Option Agreement and the Plan.The Optionee acknowledges that any Option Shares received by him upon exercise of the Option have not been registered under the United States Securities Act of 1933, as amended, or the Blue Sky laws of any state (collectively, the "Securities Acts").

  • Section 19(b)(2) of the Act, as amended by the Securities Acts Amendments of 1975, Pub.

  • The failure to disclose this information potentially violates both the 1933 and 1934 Securities Acts.


More Definitions of Securities Acts

Securities Acts means collectively the Securities Act (British Columbia) and the Securities Act (Alberta), as may be amended from time to time, and any successors thereto;
Securities Acts means the 1933 Act and the 1934 Act.
Securities Acts means the Securities Act of British Columbia, Alberta and Ontario, as amended and restated from time to time;
Securities Acts means the Securities Act of 1933, as amended.
Securities Acts means the Securities Act of 1933 or any other applicable state securities laws.
Securities Acts is defined in Section 9.04(a)(i).