Rule 144 Sale definition

Rule 144 Sale means a sale of Securities to the public through a broker, dealer or market-maker pursuant to the provisions of Rule 144 (other than Rule 144(k) prior to a Public Offering) adopted under the Securities Act (or any successor rule or regulation).
Rule 144 Sale means a sale of Securities to the public through a broker, dealer or market-maker pursuant to the provisions of Rule 144 adopted under the Securities Act (or any successor rule or regulation).
Rule 144 Sale means the Disposition by any Investor of any Registrable Securities in compliance with Rule 144 under the Securities Act.

Examples of Rule 144 Sale in a sentence

  • Each Holder shall also furnish to the Company such information regarding itself, the Registrable Securities held by it, and the intended method of disposition of such securities as shall be reasonably required to effect the registration of the Registrable Securities.5.3.5 Rule 144 Sale.

  • The obligations of the Company and the Selling Stockholder to consummate the transactions contemplated by this Agreement shall be subject to the consummation, at or prior to the Closing, of the closing of the Rule 144 Sale.

  • Neither Parkinson nor Shefte have moved to remove the Rule 144 Sale Restriction or otherwise sell any of their officer-owned shares in the past three years.

  • Ms. Thomas-Myers stated that there were 36 applicants in Fall 2016, but only five teacher assistants were eligible for the program and were accepted in Fall 2016.

  • The Sponsor Rule 144 Notice shall set forth (i) the number of Common Shares the Rule 144 Selling Sponsor anticipates selling pursuant to such Sponsor Rule 144 Sale and (ii) the name, address and other appropriate contact information for the broker(s) (if any) selected by the Rule 144 Selling Sponsor (the “Sponsor Rule 144 Broker”).


More Definitions of Rule 144 Sale

Rule 144 Sale means the sale of any class of common stock of the Company or equivalent securities pursuant to Rule 144.
Rule 144 Sale. Section 12.7 "Second Appraiser" Section 11.4 "Secondary Registration Notice" Section 12.7(b) "Second Public Appraiser" Section 12.6(a) "Section 5.1
Rule 144 Sale shall have the meaning set forth in Section 2.2(a)(iii).
Rule 144 Sale. A sale of Common Shares pursuant to Rule 144 promulgated under the Securities Act (or any similar rule then in effect). SEC: The U.S. Securities and Exchange Commission or its successor.
Rule 144 Sale means a sale of securities to the public through a broker, dealer or market-maker pursuant to the provisions of Rule 144 (other than Rule 144(k) prior to a Public Offering) adopted under the Securities Act (or any successor law).
Rule 144 Sale means a sale pursuant to, and in compliance with, Rule