Examples of Round Lot in a sentence
This certificate evidencing Receipts may be split up into other such certificates, each evidencing any integral multiple of a Round Lot of Receipts, or may be combined with other certificates evidencing Receipts into one such certificate, in each case evidencing the same aggregate number of Receipts as the certificate or certificates Surrendered.
The specification of the securities represented by each Round Lot of Receipts is subject to change as provided in the Depositary Trust Agreement.
This certificate evidencing Receipts may be split up into other such certificates, each evidencing any integral multiple of a Round Lot of Receipts, or may be combined with other certificates evidencing Receipts into one such Certificate, in each case evidencing the same aggregate number of Receipts as the certificate or certificates Surrendered.
If necessary, the parties to this Agreement shall use commercially reasonable efforts to cause Purchaser to have at least four hundred (400) shareholders of record with each holding at least one hundred (100) shares of Purchaser Shares at the Closing (the “Minimum Round Lot Holders”), after giving effect to any redemptions by the Purchaser and consummation of the Transactions.
Company shall cooperate with all reasonable requests made by Purchaser, including without limitation, sharing equally with the Purchaser in the costs or fees associated with hiring third party consultants and/or advisors, to assist in maintaining or acquiring the Minimum Round Lot Holders.
At the date hereof, each Round Lot of Receipts represents the right to receive the following securities: Quantity Initially Represented by Issuer and Title Each Round Lot of Security of Receipts ----------- ----------- which are deposited under the Depositary Trust Agreement referred to herein at the office of the Trustee.
If you exercise your Round Lot Right, you cannot also ----------- exercise your Rights or Oversubscription Privilege.
At the date hereof, each Round Lot of Receipts represents the right to receive the following securities: Quantity Initially Represented by Issuer and Title Each Round Lot of Security of Receipts ABC, common stock -------------- U.S. Treasury Strip [maturity & CUSIP] -------------- which are deposited under the Depositary Trust Agreement referred to herein at the office of the Trustee.
NASDAQ Round Lot Shareholder Count Update We had previously been advised by NASDAQ that Blue Bird satisfied all requirements for initial listing of our common stock on The NASDAQ Global Market (the Global Market) other than the 400 round lot shareholder requirement as set forth in NASDAQ Listing Rule 5450(a)(2).
The amount of any securities retained by the Trustee under Section 4.8 of the Depositary Trust Agreement with respect to one Round Lot of Receipts shall, as of the date the Trustee receives those securities, be added to the classes and quantities of Securities which must be deposited for issuance of one Round Lot of Receipts.