Relevant Financial Instruments definition

Relevant Financial Instruments means any of the instruments referred to in Article 5(1) CSDR provided that the instrument satisfies the requirements of Articles 7(10) and 7(12) of CSDR;
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Relevant Financial Instruments to read "Financial Instrument";
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Relevant Financial Instruments means Financial Instruments which are admitted to trading on a Connected Exchange.
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Examples of Relevant Financial Instruments in a sentence

  • The Regulation and the disclosure rules will apply to any person (whether a natural person or a legal person) anywhere in the world who has a net short position in Relevant Financial Instruments traded on an EU market, or a short position in EU sovereign debt or who effectively shorts EU sovereign debt using CDS.

  • Article 16 of the Regulation specifies that those Relevant Financial Instruments that are admitted to trading in the EU but for which the principal trading venue is outside the EU are exempt from the disclosure requirements.

  • Article 6 of the Regulation.with incremental thresholds every 0.25 percent (i.e., at 0.75 percent, 1.00 percent, 1.25percent, etc.).11• For net short positions in Relevant Financial Instruments and short positions and CDS positions relating to EU sovereign debt issuers, the disclosures* must be made when position size is either increasing or decreasing through the relevant thresholds.

  • In addition, all positions are required to be aggregated and reported at group level.16As the foregoing makes clear, calculating whether or not a disclosable net short position exists is likely to present an operational challenge for many market participants, all of whom will need to ensure that they have systems for monitoring EU sovereign debt positions and any positions in Relevant Financial Instruments in order to be able to comply with the Regulation’s requirements.

  • The Regulation requires that disclosures are made by persons with significant net short positions relating to Relevant Financial Instruments and by persons with significant net short positions in EU sovereign debt (including positions in CDS referencing EU sovereign debt), as follows: • For companies that have Relevant Financial Instruments admitted to trading on an EU market, the Regulation provides for a two-tier disclosure model for significant net short positions in Relevant Financial Instruments:1.

  • The Trustee shall disclose to the Settlor and the Beneficiaries the contents of the changed Agreement at the Relevant Financial Instruments Exchanges without delay after such change is made, but no notification as set forth in Article 149, Paragraph 2 of the Trust Act shall be made.

  • The Regulation covers shares and other financial instruments admitted to trading on an EU market6 (“Relevant Financial Instruments”) and derivatives relating to such Relevant Financial Instruments (even where the Relevant Financial Instruments or derivatives are traded outside an EU market), as well as EU sovereign debt and CDS referencing EU sovereign debt.7 The Regulation seeks to provide for a proportionate response to the risks that short selling of different instruments may represent.

  • Calculations should take into account any interest obtained directly or indirectly through the use of derivatives (including options, futures, contracts for differences and spread bets) relating to Relevant Financial Instruments or sovereign debt.

  • Also, as with Relevant Financial Instruments, holding a position in EU sovereign debt through a long position in a basket of debt instruments will be taken into account as a long position to the extent that the sovereign debt is represented in the basket.

  • However, Relevant Financial Instruments for which the “principal trading venue” is outside the EU are excluded from the disclosure requirements.8 Disclosure of net short positions.

Related to Relevant Financial Instruments

  • Financial Instruments means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. EXHIBIT C

  • financial instrument means those instruments specified in Section C of Annex I;

  • UK Financial Institutions means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • Financial Instruments Accounts Act means the Swedish Financial Instruments Accounts Act (lag (1998:1479) om kontoföring av finansiella instrument).

  • Reporting Financial Institution means a Reporting Finnish Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • your financial institution means the financial institution nominated by you on the DDR at which the account is maintained.

  • Financial Instrument Obligations means obligations arising under:

  • UK Financial Institution means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • Financial Institutions has the meaning set forth in the preamble in this Agreement.

  • Approved Financial Institution means any bank approved by Exchange in accordance with its credit review procedures or policies;

  • International Financial Institution means any bank in the top 1,000 (together with their affiliated companies) as measured by "Tier 1" capital or any broker/dealer in the top 100 as measured by capital.

  • EEA Financial Institution means (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

  • Licensed financial institution means a financial institution issued a license under this act.

  • foreign financial institution means an institution registered as a foreign financial institution with the Ministry of Finance in the Mexican Banking and Financial Institutions, Pensions, Retirement and Foreign Investment Funds Registry for purposes of Article 195, Section I of the Mexican Income Tax Law.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Canadian financial institution means (i) an association governed by the Cooperative Credit Associations Act (Canada) or a central cooperative credit society for which an order has been made under section 473(1) of that Act, or (ii) a bank, loan corporation, trust company, trust corporation, insurance company, treasury branch, credit union, caisse populaire, financial services cooperative, or league that, in each case, is authorized by an enactment of Canada or a jurisdiction of Canada to carry on business in Canada or a jurisdiction of Canada;

  • International Borrower In connection with any Mortgage Loan, a borrower who is (a) a United States citizen employed in a foreign country, (b) a non-permanent resident alien employed in the United States or (c) a citizen of a country other than the United States with income derived from sources outside the United States.

  • Financial Contracts means any arrangement that:

  • Designated Financial Institution shall have the meaning specified in Section 14.12(a).

  • Affected Financial Institution means (a) any EEA Financial Institution or (b) any UK Financial Institution.

  • Financial Insolvency means, with respect to any Named Entity covered under any Coverage Part designated as “included” in the Declarations attached hereto:

  • Relevant Financial Centre means, with respect to any Floating Rate to be determined in accordance with a Screen Rate Determination on an Interest Determination Date, the financial centre as may be specified as such in the relevant Final Terms or, if none is so specified, the financial centre with which the relevant Benchmark is most closely connected (which, in the case of EURIBOR or EONIA, shall be the Euro-zone and in the case of LIBOR, shall be London) or, if none is so connected, Paris.

  • Financial Letter of Credit means any Letter of Credit other than a Performance Letter of Credit.

  • Financial Assurances means the financial assurances provided by the Shipper and accepted by the Carrier in accordance with Rule 19.