Regulation S-T definition

Regulation S-T means Regulation S-T of the Commission.
Regulation S-T and "Regulation S-K" refer to such regulation under the 1933 Act Regulations.
Regulation S-T means Regulation S-T under the Act. “Rule 163,” “Rule 164,” “Rule 172,” “Rule 405,” “Rule 424,” “Rule 430B,” “Rule 433,” “Rule 456,” “Rule 457” and “Rule 462refer to such rules under the Act.

Examples of Regulation S-T in a sentence

  • The copies of the Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T of the Commission (“Regulation S-T”).

  • Each preliminary prospectus and the Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to EXXXX, was identical (except as may be permitted by Regulation S-T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Securities.

  • Each Prospectus delivered to the Sales Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the version of such Prospectus filed with the Commission via EXXXX, except to the extent permitted by Regulation S-T.

  • The copies of the Notification of Election and Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

  • The Rule 482 Material, the Prospectus and any amendments or supplements thereto and each Issuer Free Writing Prospectus furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

  • Each of the Base Prospectus, the Preliminary Prospectus and the Prospectus was or will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.


More Definitions of Regulation S-T

Regulation S-T means Regulation S-T of the Commission. “Repayment Event” has the meaning set forth in Section 2(a)(xv). “Representation Date” has the meaning set forth in Section 2(a). “Rule 405” means Rule 405 of the 1933 Act Regulations.
Regulation S-T means Regulation S-T of the Commission. “Rule 164,” “Rule 164(h)(2),” “Rule 172,” “Rule 173(d),” “Rule 405,” “Rule 424,” “Rule 424(b),” “Rule 424(b)(2),” “Rule 424(b)(5),” “Rule 424(b)(7),” “Rule 424(b)(8),” “Rule 430B,” “Rule 433,” “Rule 433(d)(5)(i),” “Rule 433(d)(8)(i),” “Rule 433(d)(8)(ii),” “Rule 433(g)” and “Rule 433(h)(5)” refer to such rules under the 1933 Act.
Regulation S-T means Regulation S-T of the Commission. “Repayment Event” means any event or condition which, either immediately or with notice or passage of time or both, (i) gives the holder of any
Regulation S-T means the general rules and regulations for electronic filings as defined by 17 CFR 232.
Regulation S-T means Regulation S-T under the Act.

Related to Regulation S-T

  • Regulation S-X means Regulation S-X promulgated under the Securities Act.

  • Regulation S Notes means all Notes offered and sold outside the United States in reliance on Regulation S.

  • Regulation S Global Note means a Regulation S Temporary Global Note or Regulation S Permanent Global Note, as appropriate.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.