Registered Fund definition

Registered Fund means an investment company registered under the Investment Company Act.

Registered Fund means a registered pension fund or a registered provident fund;

Registered Fund means an investment company registered under the 1940 Act.

Examples of Registered Fund in a sentence

• The Trading Advisor shall use its reasonable best efforts to cooperate with instructions given to the Trading Advisor by the Trading Entity to satisfy any compliance requirements that arise under any applicable governmental, regulatory and self-regulatory laws, rules or regulations, including any that may arise because the Registered Fund is registered under the 1940 Act and has elected to be a “regulated investment company” under the Code.

• A similar condition applies with respect to the exercise of warrants, conversion privileges and other rights in respect of Private Placements having equity features held by a Registered Fund.

• This Agreement shall continue in force from year to year thereafter, but only for so long as such continuance is specifically approved as least annually by the board of trustees of the Registered Fund in accordance with the 1940 Act.

• A Registered Fund has five Business Days from the date of notification within which to make an election to participate in such disposition or exercise.

• Upon termination of this Agreement and upon reasonable request by the Trading Entity, the Trading Advisor will provide to the Trading Entity copies of any and all books and records relating to the Trading Entity maintained by the Trading Advisor and necessary for the Trading Entity, the Subsidiary or the Registered Fund to comply with any applicable governmental, regulatory and self-regulatory laws, rules or regulations.

More Definitions of Registered Fund

Registered Fund means an investment company registered under the Investment Company Act for which the Company or any of its Subsidiaries serves as an investment adviser, depositor, underwriter, principal underwriter or distributer or as a sub-adviser.

Registered Fund means any investment company registered under the 1940 Act that is advised by Gottex.

Registered Fund means Wells Fargo Multi-Strategy 100 Master Fund I, LLC, Wells Fargo Multi-Strategy 100 Fund I, LLC, Wells Fargo Multi-Strategy 100 TEI Fund I, LLC, Wells Fargo Multi-Strategy 100 Fund A, LLC , Wells Fargo Multi-Strategy 100 TEI Fund A, LLC, Wells Fargo Family Office Master Fund, LLC, Wells Fargo Family Office Fund I, LLC, and Wells Fargo Family Office Fund FW, LLC.

Registered Fund means any Fund registered, or that has elected to be treated as a business development company, under the Investment Company Act. The Registered Funds as of the date of this Agreement are set forth on Section 1.01(a)(v) of the Company Disclosure Schedule. The Registered Funds subject to a Sub-advisory Relationship are set forth on Section 1.01(a)(vi) of the Company Disclosure Schedule.

Registered Fund means a fund registered or reregistered under the provisions of this Act;

Registered Fund means any Client registered as an investment company under the 1940 Act.

Registered Fund means (1) a management investment company registered under the Investment Company Act of 1940, as amended, or (2) an investment fund established as Undertakings for Collective Investment in Transferable Securities (“UCITS”) pursuant to the European Communities Regulations 2011, as amended.