Registered Broker definition

Registered Broker means stock brokers registered with SEBI under the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992 and the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of Circular No. CIR/CFD/14/2012 dated October 4, 2012, issued by SEBI;
Sample 1Sample 2Sample 3
Registered Broker means stock brokers registered with the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of circular number no. CIR/CFD/14/2012 dated October 4, 2012 and the UPI Circulars, issued by SEBI;
Sample 1
Registered Broker means a person registered as a broker under regulation 22 and this Schedule;
Sample 1Sample 2

Examples of Registered Broker in a sentence

  • Bidders (other than RIIs bidding through the non-UPI mechanism) should submit the Bid cum Application Form only at the Bidding Centers, i.e. to the respective member of the Syndicate at the Specified Locations, the SCSBs, the Registered Broker at the Broker Centres, the CRTA at the Designated RTA Locations or CDP at the Designated CDP Locations.

  • Registered Broker or Dealer: The term “registered broker or dealer” means any broker or dealer, as defined in Section 3(a)(48) of the Act, that is registered with the Commission under the Act.

  • Applicants applying through a Registered Broker, RTA or CDP should note that Application Forms submitted to them may not be accepted, if the SCSB where the ASBA Account, as specified in Application Form, is maintained has not named at least one branch at that location for the Registered Brokers, RTA or CDP, as the case may be, to deposit Application Forms.

  • Bidders bidding through a Registered Broker, RTA or CDP should note that Bid cum Application Forms submitted to them may not be accepted, if the SCSB where the ASBA Account, as specified in the Bid cum Application Form, is maintained has not named at least one branch at that location for the Registered Brokers, RTA or CDP, as the case may be, to deposit Bid cum Application Forms.

  • All grievances relating to Bids submitted through the Registered Broker may be addressed to the Stock Exchanges with a copy to the Registrar.

  • The contact details provided in the Application Form may be used by the Issuer, the members of the Syndicate, the Registered Broker and the Registrar to the Issue only for correspondence(s) related to an Issue and for no other purposes.

  • Bidders should submit the Bid cum Application Form only at the Bidding Centers, i.e. to the respective member of the Syndicate at the Specified Locations, the SCSBs, the Registered Broker at the Broker Centres, the RTA at the Designated CRTA Locations or CDP at the Designated CDPLocations.

  • Submission of a second Application Form to either the same or to another member of the Syndicate, SCSB or Registered Broker and duplicate copies of Application Forms bearing the same application number shall be treated as multiple Applications and are liable to be rejected.

  • The contact details provided in the Application Form may be used by the Issuer, the members of the Syndicate the Registered Broker and the Registrar to the Issue only for correspondence(s) related to an Issue and for no other purposes.

  • BROKER LAST NAME FIRST COMPANY'S NAME ADDRESS CITY STATE ZIP TELEPHONE ( ) FAX ( ) E-MAIL BROKER'S LICENSE NUMBER I have read and agree to the above terms and conditions regarding the Broker Registration and would like to be a Registered Broker.


More Definitions of Registered Broker

Registered Broker means stock brokers registered under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, as amended with the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of circular number CIR/CFD/14/2012 dated October 4, 2012, and the UPI Circulars, issued by SEBI;
Sample 1
Registered Broker means stock-brokers registered with SEBI under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 and the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of Circular No. CIR/CFD/14/2012 dated October 4, 2012, issued by SEBI;
Sample 1
Registered Broker means a broker registered under Part III;
Sample 1Sample 2
Registered Broker means a licensed viatical or life settlement broker as required under applicable law, who has satisfied all of the conditions of Life-Exchange’s registration process for a viatical or life settlement broker as determined by Life-Exchange in its sole and absolute discretion, including acceptance of the Site Agreements and this Agreement, and been provided access to the Site by Life-Exchange, and who remain at all times in compliance with the Site Agreements and this Agreement and “Life Settlement Transaction” means the sale of an in-force non-variable life insurance policy, which insures the life of an individual who does not have, on the date of such sale, a catastrophic, chronic, life-threatening or terminal illness or a life expectancy of twenty-four (24) months or less (“Insured”), for an amount less than the death benefit payable under such life insurance policy (“Policy”). A full description of the services to be made available to Broker, including, without limitation, those related to E-Settlement Events is set forth on the Site and may be changed from time to time at the sole and absolute discretion of Life-Exchange (“Services”).
Sample 1

Related to Registered Broker

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • registered society means a society, other than a society registered as a credit union, which is —

  • Registered nurse means a person who has been issued a certificate of registration as a registered nurse pursuant to the Health Professions Act and Regulations, and who holds an annual certificate.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Registered voter means any person who is maintained on the Virginia voter registration system. All

  • registered pharmacist means a person whose name is for the time being entered in the register of the State in which he is for the time being residing or carrying on his profession or business of pharmacy;

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Data Broker means either of the following:

  • Registered Shareholder means, as the context requires:

  • Registered Account means a yen account maintained by the payee with a bank in Japan, details of which appear on the Register at the close of business on the sixth Transfer Business Day before the due date of payment.

  • Registered entity means a covered entity, opt-in entity,

  • Registered User means a person who is for the time being registered as such under section 49;