Participating Underwriter definition

Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.
Participating Underwriter means any of the original underwriter(s) of the Securities (including the Purchaser) required to comply with the Rule in connection with the offering of the Securities.
Participating Underwriter means any underwriter participating in the sale of the Securities pursuant to a registration under Section 6 of this Warrant Certificate.

Examples of Participating Underwriter in a sentence

  • This Disclosure Agreement shall inure solely to the benefit of the Successor Agency, the Dissemination Agent, the Participating Underwriter and holders and Beneficial Owners from time to time of the Bonds, and shall create no rights in any other person or entity.

  • This Disclosure Agreement is being executed and delivered by the Successor Agency and the Dissemination Agent for the benefit of the Beneficial Owners of the Bonds and in order to assist the Participating Underwriter in complying with S.E.C. Rule 15c2-12(b)(5).


More Definitions of Participating Underwriter

Participating Underwriter means any of the original underwriters of the Notes required to comply with the Rule in connection with offering of the Notes.
Participating Underwriter means any of the original underwriter(s) of the Bonds required to comply with the Rule in connection with offering of the Bonds.
Participating Underwriter means each broker, dealer or municipal securities dealer acting as an underwriter in any primary offering of the Bonds.
Participating Underwriter means any of the original underwriters of the Certificates required to comply with the Rule in connection with offering of the Certificates.
Participating Underwriter has the meaning ascribed thereto in the Continuing Disclosure Certificate.
Participating Underwriter means any of the original underwriter(s) of the Obligations required to comply with the Rule in connection with offering of the Obligations.
Participating Underwriter shall have the meaning ascribed thereto in the Continuing Disclosure Agreement.