NYSE Rule definition

NYSE Rule means Rule 312 of the New York Stock Exchange Listed Company Manual or any successor rule thereof, or any similar rule of any other national securities exchange on which New Securities will be listed.
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NYSE Rule means Rule 312 of the NYSE’s Listed Company Manual.
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NYSE Rule means Rule 312.03 of the New York Stock Exchange’s Listed Company Manual. “Parent Equity Plans” means the Parent 2013 Incentive Stock Program.
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Examples of NYSE Rule in a sentence

  • Suitability Trading in the Shares of a Fund on NYSE Arca, NYSE, NYSE American and NYSE National will be subject to the provisions of NYSE Arca Rule 9.2E(a)-(b), NYSE Rule 2111 - Suitability, NYSE American Rule 2111 - Equities and NYSE National Rule 11.2111 - Suitability, respectively, and other applicable suitability rules.

  • If exchanges indicate that trading, although delayed, will open for a given day, S&P will begin index calculation when the exchanges open.Market Disruption Intraday:(i) If exchanges indicate that trading will not resume for a given day, the index level will be calculated using prices determined by the exchanges based on NYSE Rule 123C.

  • Equity Research Analysts employed by the companies jointly referred as Credicorp Capital, are not registered/ qualified as research analysts under FINRA/NYSE rules, are not registered representatives of Credicorp Capital, LLC and may not be subject to NASD Rule 2711 and NYSE Rule 472 restrictions on communications with covered companies, public appearances, and trading securities held by a research analyst account.

  • Rule 1102(f) notwithstanding, in the event that a market-wide trading halt occurs in the US equity market ( See, e.g., NYSE Rule 7.12) trading in the B5 Contract shall halt.

  • Rule 1101(f) notwithstanding, in the event that a market-wide trading halt occurs in the US equity market ( See, e.g., NYSE Rule 7.12) trading in the LB5Contract shall halt.

  • If exchanges indicate that trading, although delayed, will open for a given day, S&P will begin index calculation when the exchanges open.Market Disruption Intraday:(i) If exchanges indicate that trading will not resume for a given day, the S&P 500® Index level will be calculated using prices determined by the exchanges based on NYSE Rule 123C.

  • Such research analyst may not be associated persons of the U.S. registered broker- dealer, Marco Polo and therefore, may not be subject to NASD rule 2711 and NYSE Rule 472 restrictions on communication with a subject company, public appearances and trading securities held by a research analyst account.

  • Unless otherwise indicated in the instruction above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time frames required by NYSE Rule 412 or similar rule of the NASD or other designated examining authority.

  • If exchanges indicate that trading, although delayed, will open for a given day, S&P will begin index calculation when the exchanges open.S-39Market Disruption Intraday:(i) If exchanges indicate that trading will not resume for a given day, the S&P 500® Index level will be calculated using prices determined by the exchanges based on NYSE Rule 123C.

  • If no voting instructions are given, your broker or nominee has discretionary authority to vote your shares on your behalf on routine matters as determined in accordance with NYSE Rule 452 by The New York Stock Exchange.


More Definitions of NYSE Rule

NYSE Rule means the rule of the NYSE requiring that proxies be solicited from the shareholders of any listed corporation which issues stock in an amount exceeding 20% of its then-existing capital stock.
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Related to NYSE Rule

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Nasdaq Rules means the rules of NASDAQ;

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • NASD means the National Association of Securities Dealers, Inc.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • Rule means Rule 15c2-12(b)(5) adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as the same may be amended from time to time.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • These rules means the administrative rules promulgated by the agency under the authority of the medical marihuana facilities licensing act, the marihuana tracking act, the Michigan regulation and taxation of marihuana act, and Executive Reorganization Order No. 2019-2, MCL 333.27001.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • FINRA means the Financial Industry Regulatory Authority, Inc.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • ASX Listing Rules means the official listing rules of ASX.

  • Designated Stock Exchange Rules means the relevant code, rules and regulations, as amended, from time to time, applicable as a result of the original and continued listing of any Shares or ADSs on the Designated Stock Exchange;

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • rule making ’ means agency process for formulating, amending, or repealing a rule;

  • CFTC means the Commodity Futures Trading Commission.

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.