Negotiated transactions definition

Negotiated transactions means transactions in which the securities are offered and the terms and arrangements relating to any sale of the securities are arrived at through direct communications between the seller or any person acting in its behalf and the purchaser or his investment representative.
Sample 1Sample 2Sample 3
Negotiated transactions means transactions in which the securities are offered and the terms and
Sample 1Sample 2Sample 3

Examples of Negotiated transactions in a sentence

  • Negotiated transactions that fall outside of the parameters of an approved Portfolio Management Plan either will be submitted individually for City Council approval, or deferred until the next periodic update and approval of the plan.

  • Negotiated transactions between buyers and sellers outside MSE had been allowed since 1998 and were widespread.

  • Establishing the HD’s primary color and/or use of secondary colors for materials.

  • Speak to the Senators so that they may speak both in the tenor of Your truth and the tone of Your grace.

  • Negotiated transactions generate prices and conditions of sale and use for each commodity.

  • Negotiated transactions (NT) are made within the current volume weighted spread reflected on the order book or the quotes of the market makers of the trading venue operating that system (liquid equity instruments); dealt within a percentage of a suitable reference price (illiquid equity instruments); or, subject to conditions other than the current market price of that financial instrument.

  • Negotiated transactions are more common for the three major currencies than for other developed-country currencies and least likely for the emerging-market currencies that do not involve sub-custodians.Custodial banks typically aggregate individual transaction requests for a given currency into a single sum for pricing.

  • Negotiated transactions has proven to be quite complicated in cases where official endorse- ments from the LGUs are missing.

  • For all instruments: `LRGS' = Large in scale For equity instruments: `RFPT' = Reference price transaction `NLIQ' = Negotiated transactions in liquid financial instruments `OILQ' = Negotiated transactions in illiquid financial instruments TRIC' = Negotiated transactions subject to conditions other than the current market price of that equity financial instrument.

  • ACTIVITY.Under the SIC code of 4911, or NAICS code of 221112, the applicant's activities are the operation of a coal-fired, steam electric power generating station with 1690 MW capacity.11.

Related to Negotiated transactions

  • Designated Transaction means a Transaction which fulfils the following requirements:

  • Related Transactions means the initial borrowing under the Revolving Loan on the Closing Date, the Refinancing, the payment of all fees, costs and expenses associated with all of the foregoing and the execution and delivery of all of the Related Transactions Documents.

  • Terminated Transactions means with respect to any Early Termination Date (a) if resulting from a Termination Event, all Affected Transactions and (b) if resulting from an Event of Default, all Transactions (in either case) in effect immediately before the effectiveness of the notice designating that Early Termination Date (or, if "Automatic Early Termination" applies, immediately before that Early Termination Date).

  • Terminated Transaction means the Transaction terminated in accordance with Section 5.2 of this Agreement.

  • Coordinated Transaction Scheduling or “CTS” shall mean the market rules that allow transactions to be scheduled based on a bidder’s willingness to purchase energy from a source in either the NYISO or PJM Control Area and sell it at a sink in the other Control Area if the forecasted price at the sink minus the forecasted price at the corresponding source is greater than or equal to the dollar value specified in the bid.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • Failed Transactions is the set of all requests within Total Transaction Attempts that do not return a Success Code within 30 seconds from Microsoft’s receipt of the request.

  • Formation Transactions means the transactions contemplated by this Agreement and the other Formation Transaction Documentation.

  • Contemplated Transactions all of the transactions contemplated by this Agreement, including:

  • M&A Transaction means (a) a transaction in which all or substantially all of the assets to which the subject matter of this Agreement relates are acquired by or assigned to party that is not an Affiliate, or (b) a sale of all or substantially all of the share capital of BioLine (or its Affiliates), (c) the merger of BioLine (or its Affiliates) with any other entity, or any other similar corporate action, except an internal reorganization of BioLine (or its Affiliates) for tax-related reasons otherwise.

  • Bundled transaction means the purchase of 2 or more distinct and identifiable products, except real property and services to real property, where the products are sold for a single nonitemized price. A bundled transaction does not include the sale of any products in which the sales price varies, or is negotiable, based on the selection by the purchaser of the products included in the transaction. As used in this subdivision:

  • Permitted Transactions has the meaning set forth in Section 13(B).

  • Automated transaction means a transaction conducted or performed, in whole or in part, by electronic means or electronic records, in which the acts or records of one or both parties are not reviewed by an individual in the ordinary course in forming a contract, performing under an existing contract, or fulfilling an obligation required by the transaction.

  • Closing Transactions has the meaning set forth in Section 11.8(a)(i) of these Bylaws.

  • Acquisition Transaction has the meaning set forth in Section 5.09(a).

  • Completed Transaction means two counter deals of the same size (opening a position and closing a position): buy then sell and vice versa.

  • Excluded Transactions means:

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Termination Transaction has the meaning set forth in Section 11.2.B hereof.

  • Exempted Transaction means a securities transaction listed in Section D.2. The purchase or sale of a security through an Exempted Transaction generally IS exempted from the prohibition on purchases in Section D.1., and the sale pre-approval requirements in Section D.3., UNLESS otherwise noted in Section VI. An Exempted Transaction generally IS NOT exempted from the general conduct guidelines in Section C, or the reporting requirements in Section E.1.

  • Separation Transactions has the meaning set forth in the Separation and Distribution Agreement.

  • Proposed Transaction is defined in Section 6.2(a).

  • SPAC Transaction means a transaction or series of related transactions by merger, consolidation, share exchange or otherwise of the Company with a publicly traded “special purpose acquisition company” or its subsidiary (collectively, a “SPAC”), immediately following the consummation of which the common stock or share capital of the SPAC or its successor entity is listed on the Nasdaq Stock Market, the New York Stock Exchange or another exchange or marketplace approved by the Board of Directors, including a majority of the Preferred Directors.

  • Restructuring Transactions means the transactions described in Article IV.B of the Plan.

  • Separation Transaction means the sale or separation of the non-television business of the Holding Company in whole or in part, whether by asset sale or otherwise.

  • Specified Transactions means (a) any Specified Disposition, (b) any Permitted Acquisition and (c) the Transactions.