Listed Security definition

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation as a national market system security on an interdealer quotation system by the National Association of Securities Dealers, Inc.

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation as a national market system security on an interdealer quotation system by the Financial Industry Regulatory Authority (or any successor thereto).

Listed Security means a security of a class listed on the TSX Venture Exchange;

Examples of Listed Security in a sentence

• Shares issued upon exercise of Options or purchase of Restricted Stock prior to the date, if ever, on which the Common Stock becomes a Listed Security shall be subject to a right of first refusal in favor of the Company pursuant to which the Participant will be required to offer Shares to the Company before selling or transferring them to any third party on such terms and subject to such conditions as is reflected in the applicable Option Agreement or Restricted Stock Purchase Agreement.

• ADDENDUM A [Stock Plan Name] (California Participants) Prior to the date, if ever, on which the Common Stock becomes a Listed Security and/or the Company is subject to the reporting requirements of the Exchange Act, the terms set forth herein shall apply to Awards issued to California Participants.

• If in doubt, please contact AIML or seek other professional advice before making any investment in any Fund or Listed Security.

• ADDENDUM A [Plan Name] (California Participants) Prior to the date, if ever, on which the Common Stock becomes a Listed Security and/or the Company is subject to the reporting requirements of the Exchange Act, the terms set forth herein shall apply to Awards issued to California Participants.

• As such, you should take into consideration your own investment objectives, risk appetite and personal (including financial) circumstances before making any investment in any Fund or Listed Security.

More Definitions of Listed Security

Listed Security means a class of equity security of an issuer listed on the TSX Venture Exchange, the Toronto Stock Exchange, the Canadian Securities Exchange, or Aequitas Neo Exchange Inc.;

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange.

Listed Security means a security listed on an Exchange.

Listed Security means any Share listed or approved for listing upon notice of issuance on a national securities exchange or other market system that meets the requirements of Section 25100(o) of the California Securities Law of 1968, as amended.

Listed Security means any security which is listed on the Exchange;

Listed Security means any security of the Company that is listed --------------- or approved for listing on a national securities exchange or designated or approved for designation

Listed Security means a security listed on the Exchange.