List of Securities definition

List of Securities means the list setting out the Securities that a Customer is entitled to select for purchase under BCIP from time to time. A copy of the List of Securities can be obtained from www.ocbc.com/bluechip;
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List of Securities means a list of securities accepted by the Depository for servicing in accordance with Section 4 of these Terms & Conditions.
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Examples of List of Securities in a sentence

  • Applicant for admission of Securities to the Official List of Securities.

  • Chapter 10 sets out the transitional provisions necessary to facilitate the transition from the Markets Law 2004 to the Law for certain debt Securities, as the new requirements are different from those under which such debt Securities were admitted to an Official List of Securities but were not traded on an Authorised Market Institution.

  • Where the DFSA grants admission of Securities to an Official List of Securities, it will include such Person in its Official List of Securities published on the DFSA website.

  • This is because Article 29(6) of the Law requires that an AMI shall not permit trading of Securities on its facilities unless those Securities are admitted to, and not suspended from, an Official List of Securities.

  • Suspending Securities from the Official List of Securities Guidance Examples of circumstances that warrant the suspension by the DFSA of Securities from the Official List of Securities include: 1.

  • Where such products are included on an Official List of Securities or made available to the public in the DIFC, there are initial and ongoing disclosure and other obligations that apply to the Reporting Entity (generally the issuer) under the MKT module.

  • Under Article 33(2) of the Law, an Authorised Market Institution or the DFSA, as is relevant, will notify the applicant in writing of its decision in relation to the application for admission of Securities to the Official List of Securities.

  • Under Article 33(1) of the Law, an Authorised Market Institution or the DFSA may only grant admission of Securities to an Official List of Securities maintained by it, in accordance with the requirements in the Law and the Rules made for the purposes of the Law.

  • Our replication thus seeks to assess whether asset prices reveal all available private information in Series B and C markets.

  • Under Article 34(7) of the Law, an Applicant may commence a reference to the FMT in relation to any decision by the DFSA to object or refuse an application for admission of Securities to the Official List of Securities, or to impose conditions or restriction on the admission of Securities to the Official List of Securities, or to vary such conditions or restrictions.

Related to List of Securities

  • Breach of Security means the occurrence of unauthorised access to or use of the Premises, the Services, the Contractor system or any ICT or data (including the Authority’s Data) used by the Authority or the Contractor in connection with this Contract.

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Series of Secured Debt means each Series of Priority Lien Debt, each Series of Parity Lien Debt and each Series of Junior Lien Debt.

  • Series of Securities means each series of debentures, notes or other debt instruments of the Company created pursuant to Sections 2.1 and 2.2 hereof.

  • List of Holders has the meaning specified in Section 2.2(a).

  • Description of Notes means the “Description of the Notes” section of the Final Offering Memorandum.

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • 501(r) means Section 501(r) of the Internal Revenue Code and the regulations promulgated thereunder.

  • 2019 Notes has the meaning set forth in the definition of “2018 Exchange Offers”.

  • Place of primary use means the street address representative of where the customer's use of the telecommunications service primarily occurs, which must be the residential street address or the primary business street address of the customer. For mobile wireless services, place of primary use must be within the licensed service area of the home service provider.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Statement of SEN means a statement made under section 324 of the Education Act 1996.

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.

  • Form of Note means the “Form of Note” attached hereto as Exhibit A.

  • Trust Office means an office of a savings bank at which trust services are performed and at which deposits are not accepted, checks are not paid, and money is not lent.

  • State of principal use means the state on whose waters a vessel is used or to be used most during a calendar year.

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.

  • Fixed Rate Notes Together, the Class A-1a Notes, the Class A-2 Notes, the Class A-3 Notes, the Class A-4 Notes, the Class B Notes, the Class C Notes, the Class D Notes and the Class E Notes.

  • Bearer Securities has the meaning given to it in Condition 2.

  • 2024 Notes means the 7.625% unsecured notes due April 15, 2024, issued pursuant to the 2009 Notes Indenture.

  • Unregistered Securities The meaning specified in Section 5.17(c).

  • Senior Subordinated Notes means the Borrower’s 9.75% Senior Subordinated Notes due 2014, in an original aggregate principal amount of $225,000,000.

  • Holders of Secured Obligations means the holders of the Secured Obligations from time to time and shall include their respective successors, transferees and assigns.

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.