Investment Banking Business definition

Investment Banking Business means the undertaking except the private banking business;
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Investment Banking Business means the investment banking business of BBPLC which provides advisory, capital markets, financing and risk management, execution and prime brokerage services across a range of asset classes to corporates, financial institutions, public sector clients, In-Scope PBOS Clients and In-Scope Corporate Banking Clients;
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Investment Banking Business means the Business as it may be operated after the Closing Date, encompassing the merger and acquisition advisory services, fairness opinions, private placement services and corporate finance transaction functions or operations of the Corporate Finance Division of Purchaser, and all expansion in lines of service of such operations following the Closing Date as approved by the Board of Directors of Purchaser, and as conducted through all current employees of the Business and all new hires by the Corporate Finance Division of Purchaser at any time following the Closing Date; provided, that the Investment Banking Business will not include any (i) lines of business of Parent or Purchaser in existence immediately prior to the Closing Date, or (ii) lines of business of Parent contributed to Purchaser after the Closing Date.
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Examples of Investment Banking Business in a sentence

  • The Group’s core businesses are the Asset Management Business primarily involving the operation of funds both inside and outside Japan, the Brokerage & Investment Banking Business centered on the securities business, the Financial Services Business offering a wide range of financial services, and the Housing and Real Estate Business mainly involving housing loans and real estate investments.

  • Net sales in the Brokerage & Investment Banking Business are derived mainly from brokerage commissions from securities transactions, underwriting and sales fees for initial public offerings, commissions from placement and sales of stock, and net trading income and financial revenue from spreads on foreign exchange margin transactions and the like.

  • Based on the Opinions on Strengthening the Prevention and Control of Risks for Integrity Practices in the Engagement of Third Parties by Securities Companies in Investment Banking Business (Zheng Jian Hui Gong Gao [2018] No. 22), the Sponsor’s paid engagement of various third parties and individuals for the current sponsorship business (hereinafter referred to as “Third Parties”) and other related activities have been verified.

  • Buyer hereby acknowledges that Duff & Xxxxxx/Inverness LLC is presently using the Name in connection with an Investment Banking Business and that such use does not violate this Agreement.

  • Sale of the Investment Banking Business On September 17, 1999, the Company completed the sale of its investment banking business to U.S. Bancorp Piper Jaffray.

  • The use of the Name by Buyer in connection with the Investment Banking Business shall inure to the benefit of PDP.

  • I-2-44 In the Brokerage & Investment Banking Business, we will aim to achieve greater growth even in the unstable environment of the Japanese stock markets.

  • Customer Business Six months ended September 30, 2018 Retail & Commercial Banking Business Group Japanese Corporate & Investment Banking Business Group Global Corporate & Investment Banking Business Group Global Commercial Banking Business Group Asset Management & Investor Services Business Group Total Global Markets Business Group Other Total (in billions) Note: (1) “BK and TB” is a sum of MUFG Bank on a stand-alone basis and Mitsubishi UFJ Trust and Banking on a stand-alone basis.

  • Buyer may only use the Name in connection with an Investment Banking Business and may not use the Name or any derivation thereof in connection with any other business, including, but not limited to, any type of business being conducted by PDP, or any of its Affiliates other than DPCM or Duff & Xxxxxx Securities Co., on the date of this Agreement or any type of Credit Rating Business.

  • Purchaser shall pay to Seller an amount equal to 75% of the pre-tax net income of the Investment Banking Business (the "Quarterly Earnout Payments") from the Closing Date until September 30, 2002, unless Parent or Purchaser exercises its Put Right pursuant to Article 12, in which case the Quarterly Earnout Payments shall cease on the date of closing under the Put Right, whether before or after September 30, 2002 (the "Quarterly Payment Cessation Date").


More Definitions of Investment Banking Business

Investment Banking Business means the investment banking business of Gleacher Partners, Inc. as conducted immediately prior to the Effective Date, consisting of mergers and acquisitions and restructuring transaction services and corporate strategic advisory services. For the avoidance of doubt, the Investment Banking Business excludes the Investment Management Business.
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Investment Banking Business means providing capital raising, merger and acquisition services, corporate valuations, fairness opinions. strategic financial consulting, capital adequacy opinions, research for unaffiliated parties and brokerage services, including, without limitation, forming and managing investment vehicles for private debt and equity transactions.
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Investment Banking Business means the Business as it may be operated after the Closing Date, encompassing the merger and acquisition advisory services, fairness opinions, private placement services and corporate finance transaction functions or operations of the Corporate Finance Division of Purchaser, and all expansion in lines of service of such operations following the Closing Date as approved by the Board of Directors of Purchaser, and as conducted through all current employees of the Business and all new hires by the Corporate Finance Division of Purchaser at any time following the Closing Date; provided, that the Investment Banking Business will not include any
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Related to Investment Banking Business

  • banking business means the business of accepting deposits withdrawable or repayable on demand or after a fixed period or after notice and the employment of those deposits, in whole or in part, by lending or any other means for the account and at the risk of the person accepting the deposits;

  • Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.

  • Banking Business Day means any day other than a Saturday or Sunday that is not a day on which banking institutions in The City of New York are authorized or required by law, regulation or executive order to close.

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and

  • collective investment undertaking or ‘CIU’ means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council (2) or an alternative investment fund (AIF) as defined in point (a) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council (3);‌

  • International banking institution means an international financial institution of which the United States is a member and whose securities are exempt from registration under the Securities Act of 1933.

  • Treasury Management Bank means (a) any Person that is a Lender or an Affiliate of a Lender at the time that it becomes a party to a Treasury Management Agreement with any Loan Party and (b) any Lender or Affiliate of a Lender that is a party to a Treasury Management Agreement with any Loan Party in existence on the Closing Date.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Client Bank Account means an account held in the name of the Client with a Bank and/or other institution and/or any electronic payment provider and/or a credit card processor; and/or an account held in the name of the Company on behalf of the Client with a Bank and/or other institution and/or any electronic payment provider and/or a credit card processor.

  • banking company means a banking company as defined in clause (c) of section 5 of the Banking Regulation Act, 1949 (10 of 1949);

  • Internet Banking means the service we offer by which you can access and transact on a nominated account by using a personal computer and accessing via our website. This includes transactions processed through the mobile banking facility as well as the smartphone app facility.

  • Mobile Banking means the banking services accessible from the Device you have registered with us for Mobile Banking.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Digital Banking (a) means our present and future online banking services which can be accessed through 365 Online, Business Online, Bank of Ireland Mobile Banking, and services available on www.bankofireland.com; and

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Doing business means engaging in any activity, whether legal or illegal, that is conducted

  • Sales finance company means that term as defined in section 2 of the motor vehicle sales finance act, MCL 492.102.

  • New York Banking Day means any day except a Saturday, Sunday or a legal holiday in The City of New York or a day on which banking institutions in The City of New York are authorized or obligated by law, regulation or executive order to be closed.

  • Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information” on the Website.

  • Banking Services means each and any of the following bank services provided to the Borrower or any Subsidiary by any Lender or any of its Affiliates: (a) credit cards for commercial customers (including, without limitation, commercial credit cards and purchasing cards), (b) stored value cards and (c) treasury management services (including, without limitation, controlled disbursement, automated clearinghouse transactions, return items, overdrafts and interstate depository network services).

  • Canadian Investment Manager designation means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Asset management means a systematic process of operating and maintaining the state system of

  • Public Finance Management Act ’ means the Public Finance Management Act, 1999 (Act No. 1 of 1999);