Futures Commission Merchant definition

Futures Commission Merchant means any futures commission merchant, including the Clearing FCM, that solicits or accepts orders for CERFs on the CME for, and accepts payment from or on behalf of, the Investing Pool.

Futures Commission Merchant means any person that is registered as a futures commission merchant under the Commodity Exchange Act and that is not an affiliated person of the Fund or an affiliated person of such person.

Futures Commission Merchant means any person registered or required to be registered as a futures commission merchant with the Commission under the Commodity Exchange Act (7 U.S.C.1 et seq.), except persons who register pursuant to Section 4f(a)(2) of the Com- modity Exchange Act (7 U.S.C. 6f(a)(2)).

Examples of Futures Commission Merchant in a sentence

• Acting as agent for the private placement of securities in accordance with the re- quirements of the Securities Act of 1933 (1933 Act) and the rules of the Securi- ties and Exchange Commission, if the company engaged in the activity does not purchase or repurchase for its own account the securities being placed, or hold in inventory unsold portions of issues of these securities.(iv) Futures commission merchant.

• An applicant that does not so notify the National Futures Association will be deemed to have elected the calendar year as its fiscal year.(2) (i) A registrant must continue touse its elected fiscal year, calendar or otherwise, unless a change in such fis- cal year has been approved pursuant to this paragraph (e)(2).(ii) Futures commission merchant reg- istrants.

• Any sale, agree- ment of sale, or agreement to sell as described in section 1a(7) of the CEA, 7U.S.C. 1a(7).(zz) Futures commission merchant.

• No other significant policy issue is raised on which the Board has not previously expressed its view under section 4(c)(14) of the Bank Holding Company Act (12 U.S.C. 1843(c)(14) and Regulation K (12 CFR 211.31–211.34).(10) Futures commission merchant ac- tivities.

• An applicant that does not so notify the National Futures Association will be deemed to have elected the calendar year as its fiscal year.(2) (i) A registrant must continue to use its elected fiscal year, calendar or otherwise, unless a change in such fis- cal year has been approved pursuant to this paragraph (e)(2).(ii) Futures commission merchant reg- istrants.

More Definitions of Futures Commission Merchant

Futures Commission Merchant means any person registered or required to be registered as a futures commission merchant with the Commodity Futures Trading Commission (‘‘CFTC’’) under the Commodity Exchange Act (7 U.S.C.

Futures Commission Merchant means a person or company that is registered under the Act as a dealer in the futures commission merchant registration category;

Futures Commission Merchant has the meaning ascribed to such term in Section 1a(20) of the Commodity Exchange Act.

Futures Commission Merchant has the meaning specified in Section 1a(20) of the CEA, as amended from time to time.

Futures Commission Merchant shall refer to a futures commission merchant, as defined under Section 1a(28) of the CEA, that is registered with the CFTC pursuant to Section 4d of the CEA.

Futures Commission Merchant or “FCM” shall have the same meaning as defined in the Commodity Exchange Act.

Futures Commission Merchant means a company registered with the Exchange under the category of “FuturesCommission Merchant” pursuant to these Rules;