Examples of Form E in a sentence
Access Persons seeking pre-clearance of personal securities transactions involving a Covered Security must complete and submit a pre-clearance form to John Montgomery, Elena Khoziaeva or Michael Whipple, a copy of which is attached to this Code of Ethics as Form E.
Use Form E attached hereto to disclose any intent to serve as a board member of a publicly traded company.
Those Investment Personnel who have obtained prior approval and made an investment in an Initial Public Offering or a Limited Offering must disclose (on Form E) the investment to the Compliance Officer when such Investment Personnel play a part in any subsequent consideration of an investment in any such issuer by a Fund.
Use Form E attached hereto to disclose any conflicts of interest.
Use Form E attached hereto for Initial Public Offering or Limited Offering disclosures.