Disclosable transaction definition

Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership.
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Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership, as well as any transaction in any Fund.
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Disclosable transaction means any transaction in a security or an NWQ Fund pursuant to which an Access Person would have a beneficial ownership.
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Examples of Disclosable transaction in a sentence

  • Where the Circular or Announcement in respect of a Substantial Transaction or a Disclosable Transaction contains a profit forecast or estimate, the Circular or Announcement must comply with Requirements 8.17, 8.18 and 9.50 as if it were Listing Particulars.

  • A Disclosable Transaction is any acquisition or realisation of assets (including a business or Securities) by an Issuer or any of its subsidiaries where the relative figures on the bases set out in 13.11 would be 10 per cent or more.

  • If the transaction is a Disclosable Transaction and a Related Party Transaction, in addition to complying with the provisions related to Disclosable Transactions the Issuer must comply with the provisions below relating to Related Party Transactions.

  • In certain limited circumstances, a transaction, which is otherwise a Disclosable Transaction, will not be treated as such for the purposes of the protective notification legislation and for the purposes of a ‘qualifying avoidance disclosure’ under section 811D TCA 1997.

  • According to FEDEPALMA, this was partly due to a successful international campaign by the American soybean lobby to convince consumers that tropical oils were unhealthy.

  • In view of the lockdown situation linked to the Covid-19 pandemic, the Disclosable Transaction Circular (“Circular”) will be available for consultation on the Company’s website https://bit.ly/31VvRZc, up to 14 days from the date of this announcement and on the website of the Stock Exchange of Mauritius Ltd.

  • While the relevant parties had sought legal advice in respect of the 2012 Disclosable Transaction and took steps to ensure compliance with regulatory requirements, it was unfortunate that they were not advised of the Takeovers Code implications for the 2012 Discloseable Transaction.

  • An overview and flow of health care financing funds for the Novosibirsk Oblast was obtained and is documented in the body of the report.

  • See also China Merchants Port Holdings Company Limited, Potential Disclosable Transaction, Concession Agreement in relation to Hambantota Port, Sri Lanka, athttp://www.cmport.com.hk/UpFiles/bpic/2017-07/20170725061311456.pdf; and updated version atmilitary activities by China off the Sri Lankan coast expressed by the US, India and Japan.

  • IMPLICATIONS UNDER THE LISTING RULES Disclosable Transaction As one or more of the applicable percentage ratios under Rule 14.07 of the Listing Rules in respect of the Acquisition exceeds 5% but all of them are below 25%, the Acquisition constitutes a disclosable transaction of the Company under Chapter 14 of the Listing Rules, and is therefore subject to the reporting and announcement but is exempted from Shareholders’ approval requirements.


More Definitions of Disclosable transaction

Disclosable transaction means any transaction in a Security pursuant to which an Access Person or Affiliated Investor would have a Beneficial Ownership.
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Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership, as well as any transaction in any Fund regardless of whether the fund is a Managed Fund.
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Disclosable transaction means a transaction set out in Requirement 13.15;
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Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership interest with the exception of obligations of the U.S. Government, bankers' acceptances, bank certificates of deposit, money market fund shares, commercial paper, index funds or other exchange traded funds that are based on a broad-based securities index, unit investment trusts that are invested exclusively in one or more open-end funds, none of which are advised or subadvised by the Firm or its affiliates, where applicable, high quality short-term debt instruments and registered open and closed-end investment companies, none of which are funds advised or subadvised by the Firm or its affiliates
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Disclosable transaction means any transaction in a security that an access person would have a beneficial ownership.
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Related to Disclosable transaction

  • Reportable Transaction means a transaction by an Access Person in a Reportable Security.

  • Permitted Transactions has the meaning set forth in Section 13(B).

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Disclosable Pecuniary Interest means an interest of yourself, or of your partner if you are aware of your partner's interest, within the descriptions set out in Table 1 below.

  • Permitted Transaction means any transaction involving (i) a Swap that is not a Required Transaction or (ii) a Required Transaction that is a component of a Covered Package Transaction.

  • Eligible Transactions means any retail transactions for the purchase of goods and/or services successfully charged to your Principal Credit Card and which are posted on UOB’s systems but excluding the Excluded Transactions (as defined below). For the avoidance of doubt, Eligible Transactions made in foreign currencies will be converted into Singapore dollars based on UOB’s then prevailing exchange rate applicable at the time of exchange. The transaction amount posted in your Principal Credit Card account will be used for the purposes of computing the Qualifying Spend amount for this Promotion.

  • Excluded Transactions means:

  • Exempt Transactions means the transactions described in the section hereof titled “Exempt Transactions.”

  • Excluded Transaction means any transaction in which assets are transferred to: (A) a shareholder of the Company (determined immediately before the asset transfer) in exchange for or with respect to its stock; (B) an entity, fifty percent (50%) or more of the total value or voting power of which is owned, directly or indirectly, by the Company (determined after the asset transfer); (C) a Person, or more than one Person Acting as a Group, that owns, directly or indirectly, fifty percent (50%) or more of the total value or voting power of all the outstanding stock of the Company (determined after the asset transfer); or (D) an entity at least fifty percent (50%) of the total value or voting power of which is owned, directly or indirectly, by a Person described in clause (C) (determined after the asset transfer).

  • Eligible Transaction means any transaction,—

  • Related Party Transaction means any transaction directly or indirectly involving any Related Party which is a transfer of resources, services or obligations between a company and a related party, regardless of whether a price is charged.

  • Exempt Transaction means an increase in the percentage of the outstanding shares of Common Stock or the percentage of the combined voting power of the outstanding Voting Stock of the Company beneficially owned by any Person solely as a result of a reduction in the number of shares of Common Stock then outstanding due to the repurchase of Common Stock or Voting Stock by the Company, unless and until such time as (a) such Person or any Affiliate or Associate of such Person shall purchase or otherwise become the Beneficial Owner of additional shares of Common Stock constituting 1% or more of the then outstanding shares of Common Stock or additional Voting Stock representing 1% or more of the combined voting power of the then outstanding Voting Stock, or (b) any other Person (or Persons) who is (or collectively are) the Beneficial Owner of shares of Common Stock constituting 1% or more of the then outstanding shares of Common Stock or Voting Stock representing 1% or more of the combined voting power of the then outstanding Voting Stock shall become an Affiliate or Associate of such Person.

  • Permitted Securitization Transaction Any financing transaction undertaken by the Seller or an Affiliate of the Seller that is secured, directly or indirectly, by the Collateral or any portion thereof or any interest therein, including any sale, lease, whole loan sale, asset securitization, secured loan or other transfer.

  • Bundled transaction means the purchase of 2 or more distinct and identifiable products, except real property and services to real property, where the products are sold for a single nonitemized price. A bundled transaction does not include the sale of any products in which the sales price varies, or is negotiable, based on the selection by the purchaser of the products included in the transaction. As used in this subdivision:

  • Acquisition Transaction has the meaning set forth in Section 5.09(a).

  • Derivative Transactions means any swap transaction, option, warrant, forward purchase or sale transaction, futures transaction, cap transaction, floor transaction or collar transaction relating to one or more currencies, commodities, bonds, equity securities, loans, interest rates, prices, values, or other financial or non-financial assets, credit-related events or conditions or any indexes, or any other similar transaction or combination of any of these transactions, including any collateralized debt or equity instruments evidencing or embedding any such types of transactions, and any related credit support, collateral or other similar arrangements related to such transactions.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • MFN Transaction means a transaction in which the Company issues or sells any securities in a capital raising transaction or series of related transactions which grants to an investor the right to receive additional shares based upon future transactions of the Company on terms more favorable than those granted to such investor in such offering.

  • Public-finance transaction means a secured transaction in connection with which:

  • Exempted Transaction means a securities transaction listed in Section D.2. The purchase or sale of a security through an Exempted Transaction generally IS exempted from the prohibition on purchases in Section D.1., and the sale pre-approval requirements in Section D.3., UNLESS otherwise noted in Section VI. An Exempted Transaction generally IS NOT exempted from the general conduct guidelines in Section C, or the reporting requirements in Section E.1.

  • Restricted Transaction means any of the following transactions or transmit- tals involving any credit, funds, instru- ment, or proceeds that the Act pro- hibits any person engaged in the busi- ness of betting or wagering (which does not include the activities of a financial transaction provider, or any inter- active computer service or tele- communications service) from know- ingly accepting, in connection with the participation of another person in un- lawful Internet gambling—

  • Derivative Transaction means any agreement, arrangement, interest or understanding entered into by, or on behalf or for the benefit of, any Proposing Shareholder or any of its affiliates or associates, whether of record or beneficial: (1) the value of which is derived in whole or in part from the value of any class or series of shares or other securities of the Company, (2) which otherwise provides any direct or indirect opportunity to gain or share in any gain derived from a change in the value of securities of the Company, (3) the effect or intent of which is to mitigate loss, manage risk or benefit of security value or price changes, or (4) which provides the right to vote or increase or decrease the voting power of, such Proposing Shareholder, or any of its affiliates or associates, with respect to any shares or other securities of the Company, which agreement, arrangement, interest or understanding may include, without limitation, any option, warrant, debt position, note, bond, convertible security, swap, stock appreciation right, short position, profit interest, hedge, right to dividends, voting agreement, performance-related fee or arrangement to borrow or lend shares (whether or not subject to payment, settlement, exercise or conversion in any such class or series), and any proportionate interest of such Proposing Shareholder in the securities of the Company held by any general or limited partnership, or any limited liability company, of which such Proposing Shareholder is, directly or indirectly, a general partner or managing member.

  • Termination Transaction has the meaning set forth in Section 11.2.B hereof.

  • Permitted Affiliate Transactions means any transaction entered into between any member of the Group and the Parent or any other member of the Kronos Group either (i) in the ordinary course of trading or business and in accordance with past practice or (ii) which is necessary to accommodate legal or regulatory requirements of such member of the Group.

  • Exempt Irish Investor for the present purposes means: