Examples of Dealer in securities in a sentence
The assets of the Plan will be invested and reinvested from time to time according to your investment instructions or those of a Dealer in securities of mutual funds managed by Mackenzie or such other investment as we may permit from time to time.
The assets of your Plan will be invested and reinvested from time to time according to your investment instructions or those of a Dealer in securities of mutual funds managed by Mackenzie Financial Corporation (the “Administrator”) or such other investment as we may permit from time to time.
Specific conditions were identified as being access to competitively priced wholesale energy, a wholesale energy market that would be responsive to upstream competitive pressures arising from retail competition, and the cost of the systems required to support retail contestability not imposing an unreasonable burden on electricity consumers.
The award list shall contain the names, Social Security numbers, the eligible programs in which the students are enrolled, and numbers of hours of enrollment for all eligible students.
Any money, property or other thing of value utilized by the applicant in order to com- ply with the bonding requirements of A.R.S. § 44-1943, relat- ing to registration as a Dealer in securities, shall be excluded from the computation of net worth.
F o r t h e p ur poses of t h is sec t io n , t h e t e r m secu- rit y m e an s any s har e of s t oc k i n any co r po ra t io n , any ce r t ific a t e of s t oc k o r i n t e r es t i n any co r po ra t io n , any n o t e, bo n d, debe n t ur e, o r o t h e r evide n ce of i n deb t ed n ess, o r any evide n ce of anyi n t e r es t i n , o r r ig h t t o s u bsc r ibe t o o r p ur c ha se, any of t h e fo r egoi n g.(2) Dealer in securities.
Any money, property or other thing of value utilized by the applicant in order to comply with the bonding requirements of A.R.S. § 44-1943, relating to registration as a Dealer in securities, shall be excluded from the computation of net worth.
F o r t h e p ur poses of t h is sec t io n , t h e t e r m secu- rit y m e an s any s har e of s t oc k i n any co r po ra t io n , any ce r t ific a t e of s t oc k o r i n t e r es t i n any co r po ra t io n , any n o t e, bo n d, debe n t ur e, o r o t h e r evide n ce of Internal Revenue Service, Treasury § 1.1237–1 i n deb t ed n ess, o r any evide n ce of any i n t e r es t i n , o r r ig h t t o s u bsc r ibe t o o r p ur c ha se, any of t h e fo r egoi n g.(2) Dealer in securities.
A Dealing Member has been defined under Rule 169(ix) as “a Member company who has been granted license by The Exchange as a Dealer in securities hereinafter referred to as Member”.
After the withdrawal of Mr. Clark’s former counsel and your appearance on his behalf, Committee staff agreed to continue both the appearance and production date to November 5, 2021, at 10:00 a.m.