Compliance Procedures definition

Compliance Procedures means the procedures set down in chapter 8 of the Rules of the London Stock Exchange Derivatives Market.

Compliance Procedures means the memorandum or other writing delivered by the Borrowers to the Agent setting forth the Borrowers' compliance procedures and intended plan of action for the ongoing investigation and diligence of Money Laundering Activities and Racketeering Activities with respect to the Assets.

Compliance Procedures means the Procedures and Operational Mechanisms to Promote Compliance and Address Issues of Non-Compliance, contained in the Annex to Resolution 2/2011 of the Governing Body, and any amendment thereto as may be adopted by the Governing Body;

Examples of Compliance Procedures in a sentence

• The AER must make and publish the Reliability Compliance Procedures and Guidelines by 31 December 2020.

• Ensure written procedures and/or guidelines have been put in place for individuals to follow when more than one person is responsible for ensuring compliance with Post-Issuance Debt Compliance Procedures.

• Take measures to comply with any future requirements issued beyond the date of these Post-Issuance Debt Compliance Procedures which are essential to ensuring compliance with the applicable state and federal regulations.

• Appeals and complaints shall be conducted in accordance with the procedures set out in the Compliance Procedures.

• Imposition of sanctions shall be conducted in accordance with the procedures set out in the Compliance Procedures.

More Definitions of Compliance Procedures

Compliance Procedures means the procedures set down in chapter 8 of CurveGlobal Markets Rules;

Compliance Procedures means the procedures implemented by Pembina to assist Responsible Parties in complying with the Standards of Conduct;

Compliance Procedures means this Tax and Securities Compliance Procedures.

Compliance Procedures means the compliance arrangements and procedures required to be established and maintained by each licensed person in accordance with Part IV;

Compliance Procedures means the set of written procedures adopted in accordance with subsection IV.B below and set forth in Attachment B hereto, and as may be amended from time to time in accordance with paragraph IV.B.2.

Compliance Procedures means the Company’s internal compliance procedures, including (without limitation) its anti-money laundering and terrorist financing policies, controls, systems and procedures;

Compliance Procedures has the meaning given at Clause 5.2.