Examples of Associated Account in a sentence
Any Associated Account, except as otherwise indicated in the Personal Trading Policy, must be maintained with a Designated Broker, as provided under the JPMC Code of Conduct and the Personal Trading Policy.
Account Details The name of any broker, dealer or bank with which the Access Person maintains an Associated Account in which any Reportable Securities are held for the Access Person’s direct or indirect benefit, as well as all pertinent Associated Account details (e.g., account title, account number, etc.).
A person is considered to have control over an Associated Account, even if discretion over the account has been granted to an investment adviser or broker dealer, unless such account has been deemed a Fully Discretionary Account by the Compliance Team.
The name of any broker, dealer or bank with which the Access Person maintains an Associated Account in which any Reportable Securities are held for the Access Person’s direct or indirect benefit, as well as all pertinent Associated Account details (e.g., account title, account number, etc.).
Investment Personnel are prohibited from buying or selling a Security for his/her Associated Account within seven calendar days before or after an Advisory Client’s account, over which he/she has discretionary authority, trades in that Security.