Examples of AML Program in a sentence
You understand and acknowledge that your access to and use of the Services is subject to compliance with our AML Program.
In accordance with these applicable laws and regulations and its AML Program, Xxxxxx agrees to verify the identity of its new customers; to maintain customer records; and to check the names of new customers against government watch lists, including the Office of Foreign Asset Control’s (“OFAC”) list of Specially Designated Nationals and Blocked Persons.
Upon request by the Distribution Manager at any time, the Broker hereby agrees to furnish (a) a copy of its AML Program to the Distribution Manager for review, and (b) a copy of the findings and any remedial actions taken in connection with the Broker’s most recent independent audit of its AML Program.
The Broker agrees to notify the Distribution Manager immediately if the Broker is subject to a FINRA disclosure event or fine from FINRA related to its AML Program.