WHITEHORSE FINANCE INC. UNDERWRITING AGREEMENTAdministration Agreement • November 13th, 2018 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a corporation incorporated under the laws of the State of Delaware (the “Fund”), is a non-diversified closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), $33,000,000 aggregate principal amount of its 6.50% notes due November 30, 2025 (the “Notes”). The Fund also proposes to sell to the several Underwriters up to an additional $4,950,000 aggregate principal amount of Notes (the “Additional Notes”) if and to the extent that Ladenburg Thalmann & Co. Inc., as the representative of the Underwriters in the offering (the “Representative”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Notes granted to the Underwriters in Section 3 hereof. The Notes and the Addi
