Common Contracts

DESIGNATED MARKET MAKER AGREEMENT

Designated Market Maker Agreement • November 12th, 2014 • Ontario

• Contract Type
  Designated Market Maker Agreement
• Filed
  November 12th, 2014
• Jurisdiction
  Ontario

This agreement (the “Designated Market Maker Agreement”), with an effective date as of the date executed on the signature page hereof, is made between Aequitas Neo Exchange Inc., a Canadian corporation, with its principal place of business at 155 University Avenue, Suite 400, Toronto, Ontario M5H 3B7 (the “Exchange”), and the member referenced in the signature page hereto (the “Designated Market Maker” or “DMM”).