Common Contracts

SALES INCENTIVE FEE AGREEMENT

Sales Incentive Fee Agreement • February 10th, 2022 • RiverNorth Managed Duration Municipal Income Fund II, Inc. • New York

• Contract Type
  Sales Incentive Fee Agreement
• Filed
  February 10th, 2022
• Company
  RiverNorth Managed Duration Municipal Income Fund II, Inc.
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [●], 2022 (the “Underwriting Agreement”), by and among RiverNorth Managed Duration Municipal Income Fund II, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser”), and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.

SALES INCENTIVE FEE AGREEMENT

Sales Incentive Fee Agreement • February 22nd, 2021 • RiverNorth Flexible Municipal Income Fund II, Inc. • New York

• Contract Type
  Sales Incentive Fee Agreement
• Filed
  February 22nd, 2021
• Company
  RiverNorth Flexible Municipal Income Fund II, Inc.
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [●], 2021 (the “Underwriting Agreement”), by and among RiverNorth Flexible Municipal Income Fund II, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser”), and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.

SALES INCENTIVE FEE AGREEMENT

Sales Incentive Fee Agreement • March 25th, 2020 • RiverNorth Flexible Municipal Income Fund, Inc. • New York

• Contract Type
  Sales Incentive Fee Agreement
• Filed
  March 25th, 2020
• Company
  RiverNorth Flexible Municipal Income Fund, Inc.
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [•], 2020 (the “Underwriting Agreement”), by and among RiverNorth Flexible Municipal Income Fund, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser”), and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.

SALES INCENTIVE FEE AGREEMENT

Sales Incentive Fee Agreement • July 24th, 2019 • RiverNorth Managed Duration Municipal Income Fund, Inc. • New York

• Contract Type
  Sales Incentive Fee Agreement
• Filed
  July 24th, 2019
• Company
  RiverNorth Managed Duration Municipal Income Fund, Inc.
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [•], 2018 (the “Underwriting Agreement”), by and among RiverNorth Opportunistic Municipal Income Fund, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser”), and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.