Common Contracts
105 similar Investment Advisory Agreement contracts by Investment Managers Series Trust II, Investment Managers Series Trust
NINTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management, LLCInvestment Advisory Agreement • April 26th, 2024 • Investment Managers Series Trust • Delaware
THIS NINTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of October 1, 2023, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019, March 31, 2020, June 29, 2020, March 30, 2021, July 1, 2022, July 1, 2022, December 29, 2022 and July 28, 2023, (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, LLC, a Delaware limited liability company (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Liberty Street advisors, Inc.Investment Advisory Agreement • March 28th, 2024 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of , is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Liberty Street Advisors, Inc., a New York corporation (the “Advisor”).
second AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND VAUGHAN nELSON INVESTMENt MANAGEMENT, L.P.Investment Advisory Agreement • February 27th, 2024 • Investment Managers Series Trust • Delaware
THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _______ to the Investment Advisory Agreement dated December 6, 2019, as amended November 1, 2021 (the “Prior Agreement”) is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Vaughan Nelson Investment Management, L.P., a Delaware limited partnership (the “Advisor”).
INTERIM AND NEW INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Riverbridge Partners, LLCInvestment Advisory Agreement • January 24th, 2024 • Investment Managers Series Trust • Delaware
THIS INTERIM AND NEW INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of October 23, 2023 is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Riverbridge Partners, LLC, a Minnesota Limited Liability Corporation (the “Advisor”).
Third amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • December 22nd, 2023 • Investment Managers Series Trust II • Delaware
THIS THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of October [ ], 2023 to the Investment Advisory Agreement dated December 30, 2021, as amended September 27, 2022 and August 18, 2023 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
EightH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management, LLCInvestment Advisory Agreement • July 27th, 2023 • Investment Managers Series Trust • Delaware
THIS EIGHTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _________, 2023, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019, March 31, 2020, June 29, 2020, March 30, 2021, July 1, 2022, July 1, 2022, and December 29, 2022 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, LLC, a Delaware limited liability company (the “Advisor”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • December 29th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of September 27, 2022 to the Investment Advisory Agreement dated December 30, 2021 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND axs investments, LLCInvestment Advisory Agreement • December 12th, 2022 • Investment Managers Series Trust II • Delaware
THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _________, 2022 to the Investment Advisory Agreement dated May 3, 2022 (the “Prior Agreement”), as amended July 14, 2022, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a Limited Liability Corporation (the “Advisor”).
SEVENTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management, LLCInvestment Advisory Agreement • November 1st, 2022 • Investment Managers Series Trust • Delaware
THIS SEVENTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019, March 31, 2020, June 29, 2020, March 30, 2021, July 1, 2022, and _________ (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, LLC, a Delaware limited liability company (the “Advisor”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • September 8th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _________, 2022 to the Investment Advisory Agreement dated December 30, 2021 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II ANDInvestment Advisory Agreement • September 6th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ___________, 2022, to the Investment Advisory Agreement dated December 29, 2021 (the “Prior Agreement”) is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Embassy Asset Management LP, a Delaware limited partnership (the “Advisor”).
SIXTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management, LLCInvestment Advisory Agreement • August 26th, 2022 • Investment Managers Series Trust • Delaware
THIS SIXTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of July 1, 2022, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019, March 31, 2020, June 29, 2020, and March 30, 2021 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, LLC, a Delaware limited liability company (the “Advisor”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND ARENA CAPITAL ADVISORS LLCInvestment Advisory Agreement • August 10th, 2022 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2022, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Arena Capital Advisors, LLC, a __________________ (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • July 28th, 2022 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of December 30, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND sUNBRIDGE CAPITAL PARTNERS LLCInvestment Advisory Agreement • July 26th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of April 1, 2022 to the Investment Advisory Agreement dated July 9, 2021, (the “Initial Agreement”) is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Sunbridge Capital Partners LLC, a Delaware limited liability company (the “Advisor”).
SIXTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management, LLCInvestment Advisory Agreement • July 26th, 2022 • Investment Managers Series Trust • Delaware
THIS SIXTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of July 1, 2022, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019, March 31, 2020, June 29, 2020, and March 30, 2021 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, LLC, a Delaware limited liability company (the “Advisor”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND axs investments, LLCInvestment Advisory Agreement • June 21st, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2022 to the Investment Advisory Agreement dated May 3, 2022 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a Limited Liability Corporation (the “Advisor”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND Kennedy Capital Management, Inc.Investment Advisory Agreement • April 26th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _______, 2022, to the Investment Advisory Agreement dated June 28, 2019 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Kennedy Capital Management, Inc., an S Corporation (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND axs investments, LLCInvestment Advisory Agreement • April 13th, 2022 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2022, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a Limited Liability Corporation (the “Advisor”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS, LLCInvestment Advisory Agreement • April 13th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2022, to the Advisory Agreement dated December 30, 2021 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a limited liability company (the “Advisor”).
second Amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Zacks investment management, inc.Investment Advisory Agreement • March 25th, 2022 • Investment Managers Series Trust • Delaware
THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of October 1, 2017, to the Investment Advisory Agreement dated June 26, 2008 as amended January 29, 2014 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Zacks Investment Management, Inc., a Illinois corporation (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Hamilton lane ADVISORS, L.L.C.Investment Advisory Agreement • February 28th, 2022 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of April 1, 2021, is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Hamilton Lane Advisors, L.L.C., a Pennsylvania limited liability company (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEENInvestment Advisory Agreement • January 31st, 2022 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), effective as of November 1, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and First Trust Capital Management L.P., a Limited Partnership (the “Advisor”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • January 28th, 2022 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • December 23rd, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Silverpepper LLCInvestment Advisory Agreement • December 22nd, 2021 • Investment Managers Series Trust • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2021, to the Investment Advisory Agreement dated July 10, 2013 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and SilverPepper LLC, a Delaware Limited Liability Company (the “Advisor”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • December 17th, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II ANDInvestment Advisory Agreement • December 17th, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Embassy Asset Management LLC, a Delaware limited liability company (the “Advisor”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND ABRAHAM TRADING COMPANYInvestment Advisory Agreement • October 13th, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Abraham Trading Company, a Texas limited partnership (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND Foothill capital management, LLCInvestment Advisory Agreement • July 28th, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Foothill Capital Management, LLC, a Limited Liability Corporation (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND sUNBRIDGE CAPITAL PARTNERS LLCInvestment Advisory Agreement • June 21st, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of July 9, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Sunbridge Capital Partners LLC, a Delaware limited liability company (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND Foothill capital management, LLCInvestment Advisory Agreement • June 8th, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Foothill Capital Management, LLC, a Limited Liability Corporation (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND sUNBRIDGE CAPITAL PARTNERS LLCInvestment Advisory Agreement • April 19th, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of July 9, 2021, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Sunbridge Capital Partners LLC, a Delaware limited liability company (the “Advisor”).
FIFTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management, LLCInvestment Advisory Agreement • March 4th, 2021 • Investment Managers Series Trust • Delaware
THIS FIFTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _______, 2021, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019, March 31, 2020, and June 29, 2020 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, LLC, a Delaware limited liability company (the “Advisor”).
Form of THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS Investments LLCInvestment Advisory Agreement • November 27th, 2020 • Investment Managers Series Trust II • Delaware
THIS THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ___________, to the Investment Advisor Agreement dated October 18, 2019, as amended May 1, 2020 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
