Common Contracts

18 similar Underwriting Agreement contracts by Granite Point Mortgage Trust Inc., Umh Properties, Inc., Apollo Residential Mortgage, Inc., others

Granite Point Mortgage Trust Inc. 3,200,000 Shares of 7.00% Series A Fixed-to- Floating Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT
Underwriting Agreement • January 19th, 2022 • Granite Point Mortgage Trust Inc. • Real estate investment trusts • New York

Granite Point Mortgage Trust Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), and the Underwriters agree to purchase, severally and not jointly, an aggregate of 3,200,000 shares (the “Firm Shares”) of 7.00% Series A Fixed-to-Floating Cumulative Redeemable Preferred Stock, par value $0.01 per share, of the Company (the “Series A Preferred Stock”) and, at the option of the Underwriters, up to an additional 480,000 shares of the Company’s 7.00% Series A Preferred Stock (the “Option Shares”) if and to the extent that the Underwriters shall have determined to exercise their option to purchase such Series A Preferred Stock granted to the Underwriters pursuant to Section 2 hereof. The Firm Shares and the Option Shares are herein referred to as the “Securities.”

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Granite Point Mortgage Trust Inc. 4,000,000 Shares of 7.00% Series A Fixed-to- Floating Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 23rd, 2021 • Granite Point Mortgage Trust Inc. • Real estate investment trusts • New York

Granite Point Mortgage Trust Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), and the Underwriters agree to purchase, severally and not jointly, an aggregate of 4,000,000 shares (the “Firm Shares”) of 7.00% Series A Fixed-to-Floating Cumulative Redeemable Preferred Stock, par value $0.01 per share, of the Company (the “Series A Preferred Stock”) and, at the option of the Underwriters, up to an additional 600,000 shares of the Company’s 7.00% Series A Preferred Stock (the “Option Shares”) if and to the extent that the Underwriters shall have determined to exercise their option to purchase such Series A Preferred Stock granted to the Underwriters pursuant to Section 2 hereof. The Firm Shares and the Option Shares are herein referred to as the “Securities.”

OTONOMY, INC. 6,288,890 Shares of Common Stock And Pre-Funded Warrants to Purchase 7,111,110 Common Shares Underwriting Agreement
Underwriting Agreement • April 9th, 2021 • Otonomy, Inc. • Pharmaceutical preparations • New York

Otonomy, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 6,288,890 shares (the “Underwritten Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”), pre-funded warrants to purchase an aggregate of 7,111,110 shares of Common Stock in a form to be mutually agreed by the Company and the Representatives (the “Warrants”) and, at the option of the Underwriters, up to an additional 2,010,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Warrants are herein referred to as the “Underwritten Securities”. The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock issuable upon exercise of the Warrants are herein referred to as the “Warrant Shares”. The Shares, the Warrants and the Warrant Share

Option Care Health, Inc. 10,000,000 Shares of Common Stock, par value $0.0001 per share Underwriting Agreement
Underwriting Agreement • December 14th, 2020 • Option Care Health, Inc. • Services-home health care services • New York

HC Group Holdings I, LLC (the “Selling Stockholder”), a stockholder of Option Care Health, Inc., a Delaware corporation (the “Company”), proposes to sell to the underwriters set forth on Schedule 1 hereto (the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 12 hereof, and to the extent there is only a single underwriter, the term “Underwriters” shall be deemed to refer to the single Underwriter, mutatis mutandis), an aggregate of 10,000,000 shares of common stock, par value $0.0001 per share, of the Company (the “Underwritten Shares”). In addition, the Selling Stockholder proposes to sell up to an additional 1,500,000 shares of common stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”

COLFAX CORPORATION Underwriting Agreement
Underwriting Agreement • January 11th, 2019 • Colfax CORP • Pumps & pumping equipment • New York

Each Security has a stated amount of $100.00 (the “Stated Amount”) and consists of (1) a prepaid stock purchase contract (each, a “Purchase Contract”) under which the holder has purchased and the Company will agree to deliver not later than January 15, 2022, subject to postponement in certain circumstances and subject to any early settlement or redemption of such Purchase Contract pursuant to the provisions thereof and of the purchase contract agreement (the “Purchase Contract Agreement”), to be dated as of the Closing Date (as defined herein), among the Company, U.S. Bank National Association, as purchase contract agent (the “Purchase Contract Agent”) and attorney-in-fact for the holders of the Purchase Contracts from time to time, and U.S. Bank National Association, as trustee (the “Trustee”), a number of shares of common stock of the Company, par value $0.001 per share (the “Common Stock”), determined pursuant to the terms of the Purchase Contracts and the Purchase Contract Agreemen

LAREDO PETROLEUM, INC. 60,000,000 Shares of Common Stock Underwriting Agreement
Underwriting Agreement • March 4th, 2015 • Laredo Petroleum, Inc. • Crude petroleum & natural gas • New York

Laredo Petroleum, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Credit Suisse Securities (USA) LLC (the “Underwriter”) an aggregate of 60,000,000 shares (the “Underwritten Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”). The Company also proposes to sell to the Underwriter, at the option of the Underwriter, up to an additional 9,000,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”

AXALTA COATING SYSTEMS LTD. [•] Common Shares, $1.00 par value Underwriting Agreement
Underwriting Agreement • October 30th, 2014 • Axalta Coating Systems Ltd. • Paints, varnishes, lacquers, enamels & allied prods • New York

Axalta Coating Systems Ltd., a company incorporated and organized under the laws of Bermuda (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [•] common shares, par value $1.00 per share, of the Company, and the selling shareholders listed in Schedule 2 hereto, each a member of the Company (the “Selling Shareholders”) propose to sell to the several Underwriters an aggregate of [•] common shares of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Shareholders propose to sell, at the option of the Underwriters, up to an aggregate of [•] additional common shares of the Company (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The common shares of the Company to be outstanding after giving effect to the sale of the Shares are referred

UNDERWRITING AGREEMENT 2.625% Convertible Senior Notes due 2034 The Spectranetics Corporation May 28, 2014
Underwriting Agreement • June 3rd, 2014 • Spectranetics Corp • Electromedical & electrotherapeutic apparatus • New York

The exact stock prices and effective dates or dates of the redemption notice may not be set forth in the table above, in which case: · If the stock price is between two stock price amounts in the table or the effective date is between two effective dates in the table, the number of additional shares will be determined by a straight-line interpolation between the number of additional shares set forth for the higher and lower stock price amounts and the two dates, as applicable, based on a 365-day year. · If the stock price is greater than $110.00 per share, subject to adjustment, no additional shares will be added to the conversion rate. · If the stock price is less than $22.39 per share, subject to adjustment, no additional shares will be added to the conversion rate. Notwithstanding the foregoing, in no event will the total number of shares of common stock issuable upon conversion exceed 44.6627 per $1,000 principal amount of notes, subject to adjustments in the same manner as the con

UNDERWRITING AGREEMENT Compañía Cervecerías Unidas S.A. 8,581,842 Common Shares in the form of American Depositary Shares September 12, 2013
Underwriting Agreement • September 16th, 2013 • United Breweries Co Inc • Malt beverages • New York

The Common Shares to be represented by ADSs are to be deposited pursuant to an Amended and Restated Deposit Agreement dated as of July 31, 2013 (the “Deposit Agreement”) among the Company, JPMorgan Chase Bank, N.A., as depositary (the “Depositary”), and the owners and beneficial owners from time to time of the ADSs issued under the Deposit Agreement. Each ADS represents two Common Shares.

UNDERWRITING AGREEMENT MEDICAL PROPERTIES TRUST, INC. 10,000,000 shares of common stock, par value $0.001 per share Underwriting Agreement
Underwriting Agreement • August 20th, 2013 • MPT Operating Partnership, L.P. • Real estate investment trusts • New York

Medical Properties Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 10,000,000 shares of common stock, par value $0.001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 1,500,000 shares of common stock, par value $0.001 per share of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”

APOLLO RESIDENTIAL MORTGAGE, INC. 6,800,000 Shares of Common Stock Underwriting Agreement (this “Agreement”)
Underwriting Agreement • March 12th, 2013 • Apollo Residential Mortgage, Inc. • Real estate investment trusts • New York

Apollo Residential Mortgage, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by ARM Manager, LLC, a limited liability company organized and existing under the laws of Delaware (the “Manager”), proposes to issue and sell to the Underwriter listed in Schedule 1 hereto (the “Underwriter”) an aggregate of 6,800,000 shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”; and such shares, the “Underwritten Shares”) and, at the option of the Underwriter, up to an additional 1,020,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.”

QUALYS, INC. Shares of Common Stock Underwriting Agreement
Underwriting Agreement • September 12th, 2012 • Qualys, Inc. • Services-prepackaged software • New York

Qualys, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [—] shares of Common Stock, par value $0.001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (collectively, the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [—] shares of Common Stock of the Company (collectively, the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [—] shares of Common Stock of the Company (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.

UMH PROPERTIES, INC. 1,000,000 Shares of 8.25% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) Underwriting Agreement
Underwriting Agreement • April 10th, 2012 • Umh Properties, Inc. • Real estate investment trusts • New York
CafePress Inc. [ ] Shares of Common Stock Underwriting Agreement
Underwriting Agreement • October 24th, 2011 • Cafepress Inc. • Retail-miscellaneous retail • New York

CafePress.com, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ ] shares of common stock, par value $0.0001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [ ] shares of common stock of the Company (collectively, the “Underwritten Shares”). [In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [ ] shares of common stock of the Company,] [and the Selling Stockholders propose to sell, at the option of the Underwriters, up to an additional [ ] shares of common stock of the Company] (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”.] The shares of

UMH PROPERTIES, INC. 1,200,000 Shares of 8.25% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) Underwriting Agreement
Underwriting Agreement • May 26th, 2011 • Umh Properties, Inc. • Real estate investment trusts • New York
UNDERWRITING AGREEMENT MEDICAL PROPERTIES TRUST, INC. 26,000,000 shares of common stock, par value $0.001 per share Underwriting Agreement
Underwriting Agreement • April 20th, 2010 • Medical Properties Trust Inc • Real estate investment trusts • New York

Medical Properties Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 26,000,000 shares of common stock, par value $0.001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 3,900,000 shares of common stock, par value $0.001 per share of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”

Contract
Underwriting Agreement • November 2nd, 2009 • Insulet Corp • Surgical & medical instruments & apparatus • New York

This Underwriting Agreement (the “Agreement”) contains representations and warranties that the Underwriters (“Underwriters”) and Insulet Corporation (“Insulet”) made to each other. These representations and warranties were made only for the purposes of the signing of the Agreement and solely for the benefit of the Underwriters and Insulet as of specific dates, may be subject to important limitations and qualifications agreed to by the Underwriters and Insulet in connection with the signing of the Agreement, and may not be complete. Furthermore, these representations and warranties may have been made for the purposes of allocating contractual risk between the Underwriters and Insulet instead of establishing these matters as facts, and may or may not have been accurate as of any specific date and do not purport to be accurate as of the date of the filing of the Agreement by Insulet with the Securities and Exchange Commission. Accordingly, you should not rely upon the representations and

UNDERWRITING AGREEMENT STEC, INC. 9,000,000 Shares of Common Stock Underwriting Agreement
Underwriting Agreement • August 7th, 2009 • Stec, Inc. • Computer storage devices • New York

Certain shareholders named in Schedule 2 hereto (the “Selling Shareholders”) of STEC, Inc., a California corporation (the “Company”), propose to sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for which J.P. Morgan Securities Inc. and Deutsche Bank Securities Inc. are acting as representatives (the “Representatives”), an aggregate of 9,000,000 shares of Common Stock, par value $0.001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 1,350,000 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.

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