Common Contracts
25 similar Placement Agency Agreement contracts
METRO CITY BANKPlacement Agency Agreement • May 23rd, 2022 • New York
Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 7,700 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, and 385 of shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (together, the "Securities").
BLACKHAWK BANCORP, INC.Placement Agency Agreement • January 2nd, 2022 • New York
Blackhawk Bank, a Wisconsin state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 25th, 2021 • New York
Commonwealth Business Bank, a California-chartered banking corporation (the “Company”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 7,701 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the “Series A Preferred Stock”), and 385 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the “Series B preferred Stock” and, together with the Series A Preferred Stock, the “Securities”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 12th, 2021 • New York
DeSoto County Bank, a Mississippi banking corporation (the “Company”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 1,173 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the “Series A Preferred Stock”); 59 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value
BLACKHAWK BANCORP, INC.Placement Agency Agreement • May 25th, 2021 • New York
Blackhawk Bank, a Wisconsin state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement
WORTHINGTON FINANCIAL HOLDINGS, INC.Placement Agency Agreement • May 21st, 2021 • New York
Worthington Financial Holdings, Inc., an Alabama corporation (the "Company"), Worthington Federal Bank, a federal savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,720 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A no par value and 136 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B no par value per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 21st, 2021 • New York
Blue Valley Ban Corp., a Kansas corporation (the "Company"), Bank of Blue Valley, a Kansas entity (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 21,750 shares of Fixed Rate Cumulative Perpetual Preferred Stock, par value $1.00 per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 20th, 2021 • New York
Village Bank and Trust Financial Corp., a Virginia corporation (the "Company"), Village Bank, a Virginia chartered commercial bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agent set forth on Schedule A hereto(the "Placement Agent") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agent of 14,738 shares of Fixed Rate Cumulative Perpetual Preferred Stock, par value $4.00 per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 18th, 2021 • New York
States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 1,552 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company and 78 shares of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series B (collectively, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 16th, 2021 • New York
Intervest Bancshares Corporation, a Delaware corporation (the "Company"), Intervest National Bank, a national banking organization (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 25,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 16th, 2021 • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 3rd, 2021 • New York
Universal Bancorp, an Indiana corporation (the “Company”), Bloomfield State Bank, an Indiana state-chartered commercial bank (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 9,900 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the “Series A Preferred Stock”) and 495 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the “Series B Preferred Stock” and, together with the Series A Preferred Stock, the “Securities”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 5th, 2021 • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 5th, 2021 • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 9th, 2020 • New York
Independence Bank, a Michigan banking corporation (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 3,223 of shares of Class C, Fixed Rate Cumulative Perpetual Preferred Stock, Series-UST, par value $1.00 per share of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 5th, 2020 • New York
This Agreement, the Company's Articles of Incorporation, as amended by the Articles Supplementary with respect to the Securities and subsequent amendments thereto prior to the date of this Agreement (collectively, the "Charter"), and the Company's By-Laws, as amended prior to the date of this Agreement (the "By-Laws"), are referred to herein, collectively, as the "Operative Documents."
PRESIDIO BANKPlacement Agency Agreement • May 5th, 2020 • New York
Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with Stifel, Nicolaus & Company, Incorporated (the “Placement Agent”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agent of 10,800 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share (the “Series A Shares”), and 325 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the “Series B Shares” and together with the Series A Shares, the “Securities”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 5th, 2020 • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 5th, 2020 • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 16th, 2014 • New York
Royal Bancshares of Pennsylvania, Inc., a Pennsylvania corporation (the “Company”), Royal Bank America, a Pennsylvania chartered bank (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 30,407 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A Preferred Stock, without par value, of the Company (the “Securities”).
GEORGIA PRIMARY BANKPlacement Agency Agreement • January 27th, 2014 • New York
Georgia Primary Bank, a Georgia state bank (the “Company”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 4,500 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, $5.00 par value per share, of the Company (the “Series B Preferred Stock”) and 225 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, $5.00 par value per share, of the Company (the “Series C Preferred Stock” and, together with the Series B Preferred Stock, the “Securities”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 24th, 2013 • New York
CoastalSouth Bancshares, Inc., a Virginia corporation (the "Company"), CoastalStates Bank, a South Carolina state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,015 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, and 480 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (together, the "Securities").
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.Placement Agency Agreement • November 15th, 2012 • New York
Community Bancshares Of Mississippi, Inc., a Mississippi corporation, Successor By Way Of Merger To, Community Holding Company Of Florida, Inc., a Florida corporation (the "Company"), Community Bank of Mississippi, a Mississippi banking corporation; Community Bank, Destin, a Florida banking corporation; Community Bank, Ellisville, Mississippi, a Mississippi banking corporation; Community Bank, North Mississippi, a Mississippi banking corporation; Community Bank, National Association, a national association; Community Bank, Coast, a Mississippi banking corporation (collectively, the “Bank”), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 23rd, 2012 • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 22nd, 2012 • New York
