Common Contracts
27 similar Dealer Manager Agreement contracts by Preferred Apartment Communities Inc, American Realty Capital - Retail Centers of America II, Inc., GWG Holdings, Inc., others
EMERSON EQUITY, LLC FORM OF DEALER MANAGER AGREEMENT March 16, 2020Dealer Manager Agreement • July 20th, 2020 • Investment Grade R.E. Income Fund, L.P. • Real estate • California
Investment Grade R.E. Income Fund, LP (the “Company”) a Delaware, limited partnership. The Company proposes to offer up to 40,000 units (the “Offering”) of limited partnership units of the Company (the “Units”). Each Unit will be sold at a public offering price of $1,000 per Unit.
EMERSON EQUITY, LLC FORM OF DEALER MANAGER AGREEMENT May 5, 2020Dealer Manager Agreement • May 15th, 2020 • GWG Holdings, Inc. • Life insurance • Texas
GWG Holdings, Inc. (the “Company”) is a Delaware corporation. The Company proposes to offer up to $2,000,000,000 in aggregate principal amount (the “Offering”) of the Company’s L Bonds (“L Bonds”). The L Bonds will be issued in “Units” at a public offering price of $1,000 per Unit.
OFFERING OF UP TO 36,000,000 UNITS CONSISTING OF UP TO 36,000,000 SERIES A PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 9,000,000 SHARES OF COMMON STOCK FORM OF AMENDED AND RESTATED DEALER MANAGER AGREEMENTDealer Manager Agreement • October 2nd, 2019 • CIM Commercial Trust Corp • Real estate investment trusts • New York
This AMENDED AND RESTATED DEALER MANAGER AGREEMENT (this “Agreement”) is entered into as of [·], 2019, by and among CIM Commercial Trust Corporation, a Maryland corporation (the “Company”), CIM Service Provider, a Delaware limited liability company (the “Manager”), and CCO Capital, LLC, a Delaware limited liability company (the “Dealer Manager”) in connection with the public offering by the Company of up to 36,000,000 units (the “Units”) at a purchase price of up to $25.00 per Unit (the “Offering”), with each Unit consisting of (a) one share of Series A Preferred Stock, par value $0.001 per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 0.25 of a share of common stock, par value $0.001 per share, of the Company (each a “Common Share”). Each of the Company, the Manager, and the Dealer Manager is from time to time referred to as a “Party” and, collectively, the “Parties”.
PREFERRED CAPITAL SECURITIES, LLC DEALER MANAGER AGREEMENTDealer Manager Agreement • August 30th, 2019 • Preferred Apartment Communities Inc • Real estate investment trusts • Georgia
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2011. The Company proposes to offer up to 1,000,000 shares (the “Offering”) of Series A1 Redeemable Preferred Stock, par value $0.01 per share (“Series A1 Redeemable Preferred Stock”), or Series M1 Redeemable Preferred Stock, par value $0.01 per share (“Series M1 Redeemable Preferred Stock” and together with the Series A1 Redeemable Preferred Stock, the “Preferred Stock”). Each share of Preferred Stock will be sold at a public offering price of $1,000 per share.
FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • October 10th, 2017 • GWG Life, LLC • Life insurance • New York
GWG Holdings, Inc. (the “Company”) is a Delaware corporation. The Company proposes to offer up to $1,000,000,000 in aggregate principal amount (the “Offering”) of the Company’s L Bonds (“L Bonds”). The L Bonds will be issued in “Units” at a public offering price of $1,000 per Unit.
EMERSON EQUITY, LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • February 7th, 2017 • GWG Holdings, Inc. • Life insurance • New York
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC. UP TO 30,000,000 SHARES OF COMMON STOCK AMENDED AND RESTATED DEALER MANAGER AGREEMENTDealer Manager Agreement • January 12th, 2017 • Lightstone Value Plus Real Estate Investment Trust III, Inc. • Real estate investment trusts • New York
Lightstone Value Plus Real Estate Investment Trust III, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2015. The Company proposes to publicly offer: (a) in its primary offering (the “Primary Offering”) up to an aggregate of 30,000,000 shares of common stock, $0.01 par value per share (each, a “Common Share”), for a purchase price of $10.00 per Common Share, with a minimum purchase of 100 Common Shares, subject to the volume discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus; and (b) pursuant to its distribution reinvestment program (the “DRIP”, and together with the Primary Offering, the “Offering”), up to an aggregate of 10,000,000 Common Shares for a purchase price of $9.50 per Common Share. The Company reserves the right to reallocate the Common Shar
PREFERRED CAPITAL SECURITIES, LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • November 9th, 2016 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
PREFERRED CAPITAL SECURITIES, LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • August 12th, 2016 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2011. The Company proposes to offer up to 2,000,000 shares (the "Offering") of Series A Redeemable Preferred Stock, par value $0.01 per share (“Series A Redeemable Preferred Stock”), and warrants (the “Warrants”) to purchase a maximum of 40,000,000 shares of the Company’s common stock. The offering also covers the shares of common stock that are issuable from time to time upon exercise of the Warrants and that may be issuable upon redemption of the Series A Redeemable Preferred Stock. The Series A Redeemable Preferred Stock and the Warrants will be sold in units (“Units”), with each Unit consisting of (i) one share of Series A Redeemable Preferred Stock with an initial stated value of $1,000 per share, and (ii) one Warrant to purchase 20 shares of common
LIGHTSTONE REAL ESTATE INCOME TRUST INC. UP TO 30,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENTDealer Manager Agreement • March 15th, 2016 • Lightstone Real Estate Income Trust Inc. • Real estate investment trusts • New York
Lightstone Real Estate Income Trust Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2015. The Company proposes to publicly offer: (a) in its primary offering (the “Primary Offering”) up to an aggregate of 30,000,000 shares of common stock, $0.01 par value per share (each, a “Common Share”), for a purchase price of $10.00 per Common Share, with a minimum purchase of 100 Common Shares, subject to the volume discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus; and (b) pursuant to its distribution reinvestment program (the “DRIP”, and together with the Primary Offering, the “Offering”), up to an aggregate of 10,000,000 Common Shares for a purchase price of $9.50 per Common Share. The Company reserves the right to reallocate the Common Shares between
united realty trust incorporated UP TO 100,000,000 SHARES OF COMMON STOCK AMENDED AND RESTATED DEALER MANAGER AGREEMENTDealer Manager Agreement • April 1st, 2015 • United Realty Trust Inc • Real estate investment trusts • New York
United Realty Trust Incorporated (the “Company”) is a Maryland corporation that elected to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013. The Company proposes to publicly offer: (a) in its primary offering (the “Primary Offering”) up to an aggregate of 100,000,000 shares of common stock, $0.01 par value per share (each, a “Common Share”), for a purchase price, subject to the volume discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus, of the Company’s net asset value as of the end of each business day divided by the number of Common Shares outstanding as of the end of each such business day without giving effect to any Common Share redemptions or reinvestments of distributions on such business day (“NAV”) per Common Share plus applicable Dealer Manager Fee (as defined below) and selling commissions; and (b) purs
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • September 15th, 2014 • American Realty Capital - Retail Centers of America II, Inc. • Real estate investment trusts • New York
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • August 18th, 2014 • American Realty Capital - Retail Centers of America II, Inc. • Real estate investment trusts • New York
AMERICAN REALTY CAPITAL Daily Net Asset Value Trust, INC. UP TO $1,714,315,556 OF SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • August 14th, 2014 • American Realty Capital Daily Net Asset Value Trust, Inc. • Real estate investment trusts • New York
AMERICAN REALTY CAPITAL GLOBAL TRUST II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • August 11th, 2014 • American Realty Capital Global Trust II, Inc. • Real estate investment trusts • New York
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC. UP TO 30,000,000 SHARES OF COMMON STOCK FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • June 25th, 2014 • Lightstone Value Plus Real Estate Investment Trust III, Inc. • Real estate investment trusts • New York
Lightstone Value Plus Real Estate Investment Trust III, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2014. The Company proposes to publicly offer: (a) in its primary offering (the “Primary Offering”) up to an aggregate of 30,000,000 shares of common stock, $0.01 par value per share (each, a “Common Share”), for a purchase price of $10.00 per Common Share, with a minimum purchase of 100 Common Shares, subject to the volume discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus; and (b) pursuant to its distribution reinvestment program (the “DRIP”, and together with the Primary Offering, the “Offering”), up to an aggregate of 10,000,000 Common Shares for a purchase price of $9.50 per Common Share. The Company reserves the right to reallocate the C
AMERICAN REALTY CAPITAL NEW YORK CITY REIT, INC. UP TO 40,526,315 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • February 26th, 2014 • American Realty Captal New York City REIT, Inc. • Real estate investment trusts • New York
AMERICAN REALTY CAPITAL HOSPITALITY TRUST, INC. UP TO 101,052,631 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • November 14th, 2013 • American Realty Capital Hospitality Trust, Inc. • Real estate investment trusts • New York
PREFERRED APARTMENT COMMUNITIES, INC. UP TO 900,000 SHARES OF SERIES A REDEEMABLE PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 18,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENTDealer Manager Agreement • October 15th, 2013 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for U.S. federal income tax purposes beginning with the taxable year ending December 31, 2011. The Company proposes to publicly offer up to an aggregate of 900,000 units (the “Units”), with each Unit consisting of (a) one share of Series A Redeemable Preferred Stock, $0.01 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 20 shares of Common Stock, $0.01 par value per share, of the Company (each a “Common Share”), for a purchase price of $1,000 per Unit, in the offering (the “Offering”). On November 18, 2011, the Securities and Exchange Commission (the “Commission”) declared effective the Company's registration statement on Form S-11 (File No. 333-176604), as the same may be amended from time to time (the “Primary Series A Registration Statement”), for the offering of up to 150,000
PREFERRED APARTMENT COMMUNITIES, INC. UP TO 900,000 SHARES OF SERIES A REDEEMABLE PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 18,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENTDealer Manager Agreement • October 4th, 2013 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for U.S. federal income tax purposes beginning with the taxable year ending December 31, 2011. The Company proposes to publicly offer up to an aggregate of 900,000 units (the “Units”), with each Unit consisting of (a) one share of Series A Redeemable Preferred Stock, $0.01 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 20 shares of Common Stock, $0.01 par value per share, of the Company (each a “Common Share”), for a purchase price of $1,000 per Unit, in the offering (the “Offering”). On November 18, 2011, the Securities and Exchange Commission (the “Commission”) declared effective the Company's registration statement on Form S-11 (File No. 333-176604), as the same may be amended from time to time (the “Primary Series A Registration Statement”), for the offering of up to 150,000
PHILLIPS EDISON – ARC GROCERY CENTER REIT II, INC. UP TO 100,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • October 2nd, 2013 • Phillips Edison - ARC Grocery Center REIT II, Inc. • Real estate investment trusts • New York
PREFERRED APARTMENT COMMUNITIES, INC. UP TO 900,000 SHARES OF SERIES A REDEEMABLE PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 18,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENTDealer Manager Agreement • August 29th, 2013 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for U.S. federal income tax purposes beginning with the taxable year ending December 31, 2011. The Company proposes to publicly offer up to an aggregate of 900,000 units (the “Units”), with each Unit consisting of (a) one share of Series A Redeemable Preferred Stock, $0.01 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 20 shares of Common Stock, $0.01 par value per share, of the Company (each a “Common Share”), for a purchase price of $1,000 per Unit, in the offering (the “Offering”). On November 18, 2011, the Securities and Exchange Commission (the “Commission”) declared effective the Company's registration statement on Form S-11 (File No. 333-176604), as the same may be amended from time to time (the “Primary Series A Registration Statement”), for the offering of up to 150,000
AMERICAN REALTY CAPITAL GLOBAL DAILY NET ASSET VALUE TRUST, INC. UP TO 156,565,656 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTDealer Manager Agreement • March 29th, 2012 • American Realty Capital Global Daily Net Asset Value Trust, Inc. • Real estate investment trusts • New York
PREFERRED APARTMENT COMMUNITIES, INC. UP TO 150,000 SHARES OF SERIES A REDEEMABLE PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 3,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENTDealer Manager Agreement • November 17th, 2011 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2011. The Company proposes to publicly offer up to an aggregate of 150,000 units (the “Units”), with each Unit consisting of (a) one share of Series A Redeemable Preferred Stock, $0.01 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 20 shares of Common Stock, $0.01 par value per share, of the Company (each a “Common Share”), for a purchase price of $1,000 per Unit, in the offering (the “Offering”).
PREFERRED APARTMENT COMMUNITIES, INC. UP TO 150,000 SHARES OF SERIES A REDEEMABLE PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 3,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENTDealer Manager Agreement • November 2nd, 2011 • Preferred Apartment Communities Inc • Real estate investment trusts • New York
Preferred Apartment Communities, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2011. The Company proposes to publicly offer up to an aggregate of 150,000 units (the “Units”), with each Unit consisting of (a) one share of Series A Redeemable Preferred Stock, $0.01 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 20 shares of Common Stock, $0.01 par value per share, of the Company (each a “Common Share”), for a purchase price of $1,000 per Unit, in the offering (the “Offering”).
AMERICAN REALTY CAPITAL TRUST III, INC. UP TO 175,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT March 31, 2011Dealer Manager Agreement • July 20th, 2011 • American Realty Capital Trust III, Inc. • Real estate investment trusts • New York
American Realty Capital Trust III, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2011, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 150,000,000 shares of its common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased), in the primary offering (the “Primary Offering”), and (b) up to 25,000,000 Shares for a purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set for
STRATSTONE/BLUEGREEN SECURED INCOME FUND, LLC UP TO $500,000,000 IN UNITS OF MEMBERSHIP INTEREST DEALER MANAGER AGREEMENTDealer Manager Agreement • August 14th, 2009 • Stratstone/Bluegreen Secured Income Fund, LLC • Delaware
Stratstone/Bluegreen Secured Income Fund, LLC (the “Company”) is a Delaware limited liability company. The Company is offering (a) up to $500,000,000 in units of membership interest, (the “Units”), for a purchase price of $10.00 per Unit with a minimum initial investment of $2,500, in the primary offering (the “Primary Offering”) and (b) up to $70,000,000 in Units for a purchase price of $9.10 per Unit for issuance through the Company’s distribution reinvestment program (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate the Units between the Primary Offering and the DRP), all upon the other terms and conditions set forth in the Prospectus, as described in Section 1(a) hereof.
