SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. There were no matters submitted to a vote of security holders during the fourth quarter of 1998.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Submission of a matter to a vote of security holders, through the solicitation of proxies or otherwise Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Trustee Removal, replacement, substitution or addition of any Servicer, affiliated servicer, and other material servicers or Indenture Trustee. Depositor A change of Servicer or Administrator - Servicer/Administrator/Depositor/ Reg AB disclosure regarding any new servicer. Servicer/Depositor Reg AB disclosure regarding any new Indenture Trustee. New Indenture Trustee Item 6.03- Change in Credit Enhancement or External Support N/A Item 6.04- Failure to Make a Required Distribution Servicer Indenture Trustee Item 6.05- Securities Act Updating Disclosure Material pool characteristic differs by 5% or more (other than as a result of pool assets converting to cash in accordance with their terms) at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Party submitting the matter to Holders for vote 6 Significant Obligors of Pool Assets Item 1112(b) – Significant Obligor Financial Information* N/A *This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of security holders during the fourth quarter of fiscal 1999. PART II ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS MARKET INFORMATION The Company's Common Stock is traded on the Nasdaq National Market under the symbol "AZPN." The following table sets forth, for the periods indicated, the high and low sale prices per share of the Common Stock as reported on the Nasdaq National Market. HIGH ------- LOW ------- FISCAL 1998: First Quarter............................................. $46.250 $29.500 Second Quarter............................................ 39.875 27.875 Third Quarter............................................. 43.375 23.500 Fourth Quarter............................................ 53.125 37.750 FISCAL 1999: First Quarter............................................. $56.875 $18.500 Second Quarter............................................ 26.750 6.125 Third Quarter............................................. 18.125 9.125 Fourth Quarter............................................ 12.875 8.250 HOLDERS As of June 30, 1999, there were 1,268 holders of record of Common Stock. DIVIDENDS We have never declared or paid cash dividends on our capital stock, although one of our subsidiaries paid dividends to its stockholders prior to its acquisition by us in fiscal 1995. We currently intend to retain all of our earnings, if any, for use in its business and do not anticipate paying any cash dividends in the foreseeable future. In addition, under the terms of our bank line of credit, we are prohibited from paying any cash dividends. Any future determination relating to dividend policy will be made at the discretion of our Board of Directors and will depend on a number of factors, including our future earnings, capital requirements, financial condition and future prospects and such other factors as the Board of Directors may deem relevant.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Trustee Item 1112(b) - Significant Obligor Financial Information* N/A * This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of security holders during the fourth quarter of 2000. ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS Our authorized common stock consists of 200,000,000 shares of common stock. There were 48,256,387 shares of common stock outstanding as of March 23, 2001, including 3,572,099 shares of common stock issuable upon exercise of exchangeable shares of one of our Canadian subsidiaries. These exchangeable shares, which were issued to certain former shareholders of PTI in the Combination, are intended to have characteristics essentially equivalent to our common stock prior to the exchange. For purposes of this Annual Report on Form 10-K, we have treated the shares of common stock issuable upon exchange of the exchangeable shares as outstanding. The approximate number of record holders of our common stock as of March 23, 2001 was 100. Our common stock is traded on the New York Stock Exchange under the ticker symbol OIS. There was no public market for our common stock before February 9, 2001. The high sales price for our common stock on the New York Stock Exchange for the period from February 9, 2001 (first trade after effective date) to March 23, 2001 was $12.50 per share and the low sales price for the same period was $9.00 per share. The closing price of our common stock on March 23, 2001 was $10.62 per share. Oil States has not declared or paid cash dividends on its common stock since its inception, although it declared a dividend payable in the form of a promissory note. We do not intend to declare or pay any cash dividends on our common stock in the foreseeable future. Instead, we currently intend to retain our earnings, if any, to finance our business and to use for general corporate purposes. Our board of directors has the authority to declare and pay dividends on the common stock, in its discretion, as long as there are funds legally available to do so. The payment of dividends is restricted by our revolving credit facility.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of our shareholders during the fourth quarter of the fiscal year covered by this report. EXECUTIVE OFFICERS OF THE REGISTRANT The following information is provided regarding the executive officers of ITT Industries: NAME AGE AT FEBRUARY 1, 2003 POSITION YEAR OF INITIAL ELECTION AS AN OFFICER DATE OF ELECTION TO PRESENT OFFICERSHIP ---- ---- -------- ------------- ----------- Xxxxx X. Xxxxxxxx................. 53 Senior Vice President and Chief 1999 12/13/99 Financial Officer Xxxxxx X. Xxxxx................... 57 Senior Vice President, ITT Industries; 1998 12/4/01 President, Fluid Technology Xxxxx X. Xxxxxxx.................. 59 Senior Vice President, ITT Industries; 2000 12/4/01 President, Defense Xxxxxx X. Xxxxx................... 51 Senior Vice President, Treasurer and 1996 2/11/03 Director of Taxes Xxxxx X. Xxxx .................... 46 Senior Vice President and Director, 2002 10/29/02 Human Resources Xxxxxx Xxxxxxx.................... 50 Senior Vice President, ITT Industries; 1998 12/4/01 President, Xxxxxx Worldwide Xxxxx X. Xxxxxxxx................. 56 Chairman, President and Chief Executive 1988 2/24/01 Officer and Director Xxxxxx Xxxxxx..................... 54 Senior Vice President, Director of 1995 12/19/95 Corporate Development Xxxxxxx X. Xxxxxx................. 52 Senior Vice President and General 1995 12/19/95 Counsel Xxxxxx X. Xxxxxx.................. 49 Senior Vice President, Director of 1996 3/9/99 Corporate Relations
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of the security holders during the fourth quarter of the Company's last fiscal year.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. There were no matters submitted during the period of October 18, 1999 to December 31, 1999 to a vote of security holders through solicitation of proxies or otherwise. ITEM 5. MARKET FOR THE REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS Our Common Stock is traded on the New York Stock Exchange under the symbol "CIR". The following table sets forth, for the periods indicated, the high and low sale prices per share of the Common Stock on the New York Stock Exchange, as reported by the New York Stock Exchange. Our Common Stock began trading on the New York Stock Exchange on October 19, 1999, the day after CIRCOR was spun off from its former parent, Xxxxx Industries, Inc., and began trading at a price of $10 7/8. FISCAL YEAR ENDED DECEMBER 31, 1999 HIGH LOW Quarter ended December 31, 1999............................. $ 11 1/8 $ 8 15/16 We have not paid cash dividends on our Common Stock since our inception as an independent public company on October 18, 1999. The Board of Directors will be responsible for determining dividend policies. While we currently intend to pay cash dividends as a proportion of earnings, payments of dividends will necessarily depend on our Board of Directors' assessment of earnings, financial condition, capital requirements and other factors, including restrictions, if any, imposed by our lenders. On March 17, 2000, there were 170 holders of record of the Company's Common Stock. There were approximately 3,300 beneficial shareholders of our Common Stock as of March 17, 2000. ITEM 6. SELECTED FINANCIAL DATA FIVE YEAR FINANCIAL SUMMARY (IN THOUSANDS EXCEPT, PER SHARE DATA) SIX-MONTHS ENDED FISCAL YEAR ENDED DECEMBER 31, JUNE 30, ------------------- ----------------------------------------- 0000(0) 0000 0000 0000 0000 1996(2) -------- -------- -------- -------- -------- -------- Net revenues........................ $156,371 $156,371 $323,077 $288,969 $274,716 $230,473 Gross profit........................ 48,542 48,542 104,726 94,657 88,623 68,675 Operating income (loss)............. 13,785 13,846 29,550 38,191 33,906 (23,469) Net income (loss)................... 4,650 4,880 12,510 22,425 19,614 (31,609) Total assets........................ 367,085 367,085 359,043 253,477 212,727 202,956 Long-term debt...................... 122,867 122,867 22,404 12,776 12,891 13,645 Dividends declared per share........ - - n/a n/a n/a n/a Earnings per share.................. $ 0.35 n/a n/a n/a n/a n/a ------------------------------
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. None. EXECUTIVE OFFICERS OF THE REGISTRANT Officers of the Company are elected annually by the board of directors at the first meeting held after the annual shareholders meeting. Each officer holds office until a successor has been duly elected and qualified or until the officer's death, resignation, or removal. Vacancies may be filled at any meeting of the board. Any officer may be removed by the board of directors when, in its judgment, removal would serve the best interests of the Company. Current corporate officers, and their ages as of February 9, 1996, are listed below. The officers' principal occupations and employment from January 1991 to the present and the dates of their first election as officers of the Company are also shown. Unless otherwise stated, employment was by the Company for the period indicated. There are no family relationships between any corporate officers or directors. XXXXX X. XXXXXXX**, 54 1991 to present -- Chairman of the Board and Chief Executive Officer, and Director. Elected Corporate Officer -- 1982. XXXXXX X. XXXXXXX**, 54 1991 to present -- President and Chief Operating Officer, and Director. Elected Corporate Officer -- 1980. XXX X. XXXXXXXX**, 41 1991 to 1994 -- Vice President, Corporate Hospital Marketing. 1994 to 1995 -- Vice President, HealthSystems. 1995 to present -- Senior Vice President, Chemical and Agricultural Products. Elected Corporate Officer -- 1990. XXXX X. XXXXX**, 49 1991 to present -- Senior Vice President, Pharmaceutical Operations. Elected Corporate Officer -- 1985. XXXX X. XXXXXXXX**, 51 1991 to present -- Senior Vice President, Finance and Chief Financial Officer. Elected Corporate Officer -- 1990. XXXX X. XX XXXX**, 54 1991 to 1994 -- Vice President and Associate General Counsel, Xxxxxxx-Xxxxx Squibb Company (Health and personal care products company). 1994 -- Vice President, Secretary and Associate General Counsel, Xxxxxxx-Xxxxx Squibb Company. 1994 to present -- Senior Vice President, Secretary and General Counsel. Elected Corporate Officer -- 1994. XXXX X. XXXXXXX**, 56 1991 to present -- Senior Vice President, Hospital Products. Elected Corporate Officer -- 1981. XXXXXX X. XXXXXXX**, 48 1991 to 1993 -- Senior Vice President, Chemical and Agricultural Products. 1993 to present -- Senior Vice President, Xxxx Products. Elected Corporate Officer -- 1989. XXXXX X. XXXXXXXX**, 55 1991 to 1992 -- Vice President, Diagnostic Products Research and Development. 1992 to 1994 -- Vice President, Pharmaceut...
