Shareholder Communications Act. (a) With respect to securities under and as defined in the Shareholders Communications Act of 1985 (the “SCA”) issued in the United States, the SCA requires the Trustee to disclose to the issuers, upon their request, the name, address and securities position of its customers who are (i) the “beneficial owners” (as defined in the SCA) of the issuer’s securities if the beneficial owner does not object to such disclosure, or (ii) acting as a “respondent bank” (as defined in the SCA) with respect to the securities. Under the SCA, “respondent banks” do not have the option of objecting to such disclosure upon the issuers’ request. The SCA defines a “beneficial owner” as any person who has, or shares, the power to vote a security (pursuant to an agreement or otherwise), or who directs the voting of a security. The SCA defines a “respondent bank” as any bank, association or other entity that exercises fiduciary powers which holds securities on behalf of beneficial owners and deposits such securities for safekeeping with a bank, such as Trustee. Under the SCA, each Holder is either the “beneficial owner” or a “respondent bank.”
Shareholder Communications Act. (a) With respect to securities under and as defined in the Shareholders Communications Act of 1985 (the “SCA”) issued in the United States, the SCA requires the Trustee to disclose to the issuers, upon their request, the name, address and securities position of its customers who are (i) the “beneficial owners” (as defined in the SCA) of the issuer’s securities if the beneficial owner does not object to such disclosure, or (ii) acting as a “respondent bank” (as defined in the SCA) with respect to the securities. Under the SCA, “respondent banks” do not have the option of objecting to such disclosure upon the issuers’
Shareholder Communications Act. In an effort to permit direct communications between a company which issues securities and the shareholder that votes those securities, the Securities and Exchange Commission has adopted Rule 14b-1(c). The Securities and Exchange Commission Rule directs us to contact each customer for whom we hold securities and determine whether or not you authorize us to provide your name, address and share position to requesting companies whose stock you own. If you tell us "no", we will not provide this information to requesting companies. If you tell us "yes", we will provide the information. Under the Rule, your "yes" or "no" will apply to all securities that we hold for you. We may provide this information either directly to the requesting companies or through a third party vendor. For your protection, the Rule prohibits the requesting company from using your name and address for any purpose other than corporate communications. Please complete the authorization below by checking one of the alternatives. Under the law, unless you indicate your objection in writing, you are deemed to "not object".
Shareholder Communications Act. The Shareholder Communications Act of 1985 and its regulation require that banks and trust companies make an effort to facilitate communication between registrants of U.S. securities and the parties who have the authority to vote or direct the voting of those securities regarding proxy dissemination and other corporate communications. The Trustee will provide the obligatory information to the applicable registrant only upon written request.
Shareholder Communications Act. The Employer agrees that the Trustee will not supply the Employer’s name to issuers of any securities held in the Trust and, therefore, the Employer will not receive information regarding those securities directly from the issuer. Instead, the Employer will receive information from the Trustee, unless the Employer notifies the Trustee in writing otherwise.
Shareholder Communications Act. With respect to securities issued in the United States, the Shareholders Communications Act of 1985 (the “Act”) requires Securities Intermediary to disclose to the issuers, upon their request, the name, address and securities position of its customers who are (a) the “beneficial owners” (as defined in the Act) of the issuer’s securities, if the beneficial owner does not object to such disclosure, or (b) acting as a “respondent bank” (as defined in the Act) with respect to the securities. (Under the Act, “respondent banks” do not have the option of objecting to such disclosure upon the issuers’ request.) The Act defines a “beneficial owner” as any person who has, or shares, the power to vote a security (pursuant to an agreement or otherwise), or who directs the voting of a security. The Act defines a “respondent bank” as any bank, association or other entity that exercises fiduciary powers which holds securities on behalf of beneficial owners and deposits such securities for safekeeping with a bank, such as Securities Intermediary. Under the Act, Pledgor is either the “beneficial owner” or a “respondent bank.” [X] Pledgor is the “beneficial owner,” as defined in the Act, of the securities to be held by Securities Intermediary hereunder. [ ] Pledgor is not the beneficial owner of the securities to be held by Securities Intermediary, but is acting as a “respondent bank,” as defined in the Act, with respect to such securities to be held by Securities Intermediary hereunder. IF NO BOX IS CHECKED, CUSTODIAN SHALL ASSUME THAT CUSTOMER IS THE BENEFICIAL OWNER OF THE SECURITIES. For beneficial owners of the securities only: [ ] Pledgor objects [X] Pledgor does not object to the disclosure of its name, address and securities positions to any issuer which requests such information pursuant to the Act for the specific purpose of direct communications between such issuer and Pledgor. IF NO BOX IS CHECKED, CUSTODIAN SHALL RELEASE SUCH INFORMATION UNTIL IT RECEIVES A CONTRARY WRITTEN INSTRUCTION FROM CUSTOMER. With respect to securities issued outside of the United States, information shall be released to issuers only if required by law or regulation of the particular country in which the securities are located.
Shareholder Communications Act. The Shareholder Communications Act of 1985 and its regulation require that banks and trust companies make an effort to facilitate communication between issuers of U.S. securities and the parties who have the authority to vote or direct the voting of those securities regarding proxy dissemination and other corporate communications. Unless Depositor indicates their objection in writing, Escrow Agent will provide the obligatory information to the registrant upon request. Depositor’s objection will apply to all securities held in the Account now and in the future. Unless notified otherwise in writing by Xxxxxxxxx, Escrow Agent is hereby authorized to provide name, address, and securities positions to requesting registrants.
Shareholder Communications Act. Unless otherwise directed by Principals in writing, Custodian is authorized to disclose Principals' name, address and share positions to companies over whose securities Principals exercise voting authority or to others upon request by such companies.
Shareholder Communications Act. Unless otherwise directed in writing, the Trustee is: [Check One] _______ authorized _______ not authorized to disclose the name, address and share positions of the Named Fiduciary and/or any person or organization designated to give instructions under this Agreement to companies over whose securities the Named Fiduciary or such person or organization exercises voting authority or to others upon request by such companies.
Shareholder Communications Act. The Shareholder Communications Act of 1985 and its regulations require that banks and trust companies make an effort to facilitate communication between issuers of U.S. securities and the parties who have the authority to vote or direct the voting of those securities regarding proxy dissemination and other corporate communications. Unless objected to in writing, the Escrow Agent will provide the obligatory information to the registrant upon request. If objected to by any party hereto, such objection will apply to all securities held for the parties hereto in the accounts described herein now and in the future unless such objection is withdrawn in writing. {signatures appear on the following page}
