Risk Profile Sample Clauses

Risk Profile. The attention of the CLIENT is drawn to the fact that the shares on offer are listed/unlisted and should be considered as a risk capital investment.
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Risk Profile. Please provide a full description of all brokered commodities. (Be specific, no “FAK”, “General Commodities,” etc.) Do you have any operations outside of the United States and Canada? ☐ Yes ☐ No If “Yes,” please describe Do you have any shared ownership or financial interest in any specific motor carriers? ☐ Yes ☐ No If “Yes,” please provide DOT#(s) Do you ever broker loads to a trucking company affiliated with your Freight Brokerage operation? ☐ Yes ☐ No If “Yes,” what % of total revenue Broker Carrier Agreement & Operations Review Do you annually review & maintain a record of each of the following: Broker Carrier Agreement ☐ Yes ☐ No Motor Carrier’s Operating Authority ☐ Yes ☐ No Certificate of Insurance for all LOB ☐ Yes ☐ No Do you receive a written broker carrier agreement with all carriers prior to their being able to being provided a load? ☐ Yes ☐ No Do you utilize the Transportation Intermediaries Association (TIA) Broker Agreement language? ☐ Yes ☐ No If “No,” to the above Does your agreement require the carrier to haul under their own authority? ☐ Yes ☐ No Does your agreement prohibit double brokering? ☐ Yes ☐ No Does your agreement require full indemnification from the carrier for loss, irrespective of whether there is insurance in place? ☐ Yes ☐ No Does your agreement require the carrier to have a bill of lading in the carrier’s name, as required by XXX, and not solely in the broker’s name? ☐ Yes ☐ No Do you require the carrier to maintain an active authority and exclude any carrier with an Unsatisfactory rating? ☐ Yes ☐ No
Risk Profile. The proposed Property in the substantial majority of cases shall meet the criteria of either "Category II - Moderate Risk" or "Category III - Low Risk" as defined in "Table 1" (the "PROPERTY TARGETING CRITERIA") attached to that certain "Business Plan for Dames & Xxxxx/Brookhill, LLC," a copy of which table is attached as Exhibit "B."
Risk Profile. Your risk tolerance and your risk capacity are separate considerations that, combined, make up your overall risk profile. Your risk profile reflects the lower of how much risk you willingly can take on (your risk tolerance) and your ability to endure potential financial loss (your risk capacity). Our understanding of your profile is critical. Some of the above factors are relatively easily answered with a “yes” or “no” or a number; however, some are more complex, particularly your risk profile. The combination of these factors that make up your profile will help us suggest the allocation of your holdings between, for example:  registered (tax-advantaged) and non-registered accounts;  debt, equity, mutual fund and other instruments;  Canadian and foreign investments;  whether to borrow to invest rather than paying in cash only;  terms of specific instruments; and  the riskiness of both individual securities and the combination of securities in your portfolio. Our Suitability Determination Process: We use a three-step approach to determine if an investment is suitable for you.
Risk Profile. All contractors shall submit a risk profile of the work to be conducted with their Health and Safety Plan.
Risk Profile a. The Investment Adviser shall ensure that the risk assessment procedure of the Client including his risk capacity and risk aversion is followed at all times.
Risk Profile. The Principal's Risk Profile is chosen by the Principal before the start of management from among those described on the Site, on the basis of the information, advice and warnings provided to him by XXXXXXX with regard to the information provided by the Principal himself concerning his level of resources, his asset situation, his asset objectives and the risks of loss that he declares himself willing to accept. The main information provided by the Principal, i.e. his profession, his level of annual income, the estimated value of his digital assets and the estimated value of his total assets, as well as the chosen Risk Profile, are indicated in Appendix 1. The Principal undertakes to provide accurate, complete and up-to-date information to enable TERASUM to provide him with suitable recommendations in the context of determining his Risk Profile. He understands and acknowledges that the provision of erroneous, incomplete and/or obsolete information could lead TERASUM to make inappropriate recommendations for the determination of the Risk Profile. In the event of an update of the Algorithm involving a redefinition of the Risk Profiles, XXXXXXX will inform the Principal in advance of the update by presenting the characteristics of the new Risk Profiles, and will allow the Principal to choose between the following two solutions: (i) choose a new Risk Profile from among the new ones proposed (it being specified that TERASUM will suggest, from among the new Risk Profiles proposed, the one that most closely resembles the Principal's former Risk Profile) or (ii) terminate the Contract under the conditions set out in Article 4.2. The Risk Profile is associated with a level of exposure and a level of performance, as indicated on the Site. This level of exposure and level of performance are estimated by XXXXXXX on the basis of the past performance of the Algorithm in the context of a management carried out according to the same risk profile. Given the intrinsic volatility of digital assets, these levels can only be indicative; TERASUM undertakes to use its best efforts to ensure that the performance of the management under this Mandate is in line with these indicative levels, without this resulting in any obligation of result on its part or any guarantee for the Principal. The Principal may change his Risk Profile at any time via his personal space on the Site.
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Risk Profile. 1. If there was a significant loss in your investments, how would you react? ☐ Sell all and avoid further losses ☐ Sell some to reduce exposure to risk ☐ Sell nothing and remain invested in the current strategies ☐ Buy more because opportunities are present ☐ Other

Related to Risk Profile

  • Risk Analysis The Custodian will provide the Fund with a Risk Analysis with respect to Securities Depositories operating in the countries listed in Appendix B. If the Custodian is unable to provide a Risk Analysis with respect to a particular Securities Depository, it will notify the Fund. If a new Securities Depository commences operation in one of the Appendix B countries, the Custodian will provide the Fund with a Risk Analysis in a reasonably practicable time after such Securities Depository becomes operational. If a new country is added to Appendix B, the Custodian will provide the Fund with a Risk Analysis with respect to each Securities Depository in that country within a reasonably practicable time after the addition of the country to Appendix B.

  • Bank Provides Diverse Financial Services and May Generate Profits as a Result Customer acknowledges that Bank or its Affiliates may have a material interest in transactions entered into by Customer with respect to the Account or that circumstances are such that Bank may have a potential conflict of duty or interest. For example, Bank or its Affiliates may act as a market maker in the Financial Assets to which Instructions relate, provide brokerage services to other customers, act as financial adviser to the issuer of such Financial Assets, act in the same transaction as agent for more than one customer, have a material interest in the issue of the Financial Assets, or earn profits from any of these activities. Customer acknowledges that Bank or its Affiliates may be in possession of information tending to show that the Instructions received may not be in the best interests of Customer. Bank is not under any duty to disclose any such information.

  • Quantitative Analysis Quantitative analysts develop and apply financial models designed to enable equity portfolio managers and fundamental analysts to screen potential and current investments, assess relative risk and enhance performance relative to benchmarks and peers. To the extent that such services are to be provided with respect to any Account which is a registered investment company, Categories 3, 4 and 5 above shall be treated as “investment advisory services” for purposes of Section 5(b) of the Agreement.”

  • Ability to Bear Economic Risk of Investment It recognizes that an investment in the Subordinated Notes involves substantial risk. It has the ability to bear the economic risk of the prospective investment in the Subordinated Notes, including the ability to hold the Subordinated Notes indefinitely, and further including the ability to bear a complete loss of all of its investment in the Company.

  • Regulatory Milestones Celgene shall make the following approval milestone payments to Jounce that are set forth below upon the first achievement by or on behalf of Celgene, its Affiliates or Sublicensees of the Regulatory Milestone Events set forth below with respect to the first Co-Co Product that achieves such event. For clarity, each milestone set forth below shall be due and payable one time only (regardless of the number of Co-Co Products to achieve any such Regulatory Milestone Event). CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. Regulatory Milestone Event (For the first Co-Co Product that achieves such event) Milestone Payments (in $ millions) [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] [***] For each of Paragraphs (1) - (3) of this Exhibit C-2, the Parties understand and agree that in no event will more than one (1) milestone payment be paid with respect to any specific event triggering a payment under this Jounce Lead Co-Co Agreement.

  • Ability to Bear Economic Risk Each Purchaser acknowledges that investment in the Securities involves a high degree of risk, and represents that it is able, without materially impairing its financial condition, to hold the Securities for an indefinite period of time and to suffer a complete loss of its investment.

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