Prohibited Trading Practices Sample Clauses

Prohibited Trading Practices. This statement is being provided to the Customer pursuant to Rule 3.3.5 (Customer Education) of the Futures Trading Rules of the SGX-DT. This statement reproduces, for the Customer’s information, certain salient provisions of the SFA which prohibit certain trading practices and conduct. The Customer acknowledges that it has read and (having consulted its legal advisers as necessary) further hereby acknowledges that it has understood this statement and undertakes not to engage in any such prohibited trading practices and conduct.
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Prohibited Trading Practices. This statement is being provided to you pursuant to Rule 3.3.5 of the Futures Trading Rules. This statement reproduces, for your information, provisions of the SFA and the Futures Trading Rules which prohibit certain trading practices. You acknowledge that you have read and understood this statement and undertake not to engage in any such prohibited trading practices. You further acknowledge that these provisions may be amended from time to time by the relevant authorities, and you should therefore refer to the relevant rules and regulations for the updated provisions on these prohibited trading practices.
Sample 1
Prohibited Trading Practices. 8.1. Scalping is prohibited and in the case that Sencillo determines that trading patterns in the Trading Account appear to rely on scalping, the Sencillo at its sole discretion can proceed by revoking the trades without any liability towards the Client and Sencillo will also proceed immediately to correct and/or adjust the Trading Account accordingly. For the purposes of this clause and for clarity, scalping shall include any method involving the rapid opening and closing of positions.
Sample 1

Related to Prohibited Trading Practices

  • Prohibited Transactions Since the earlier of (a) such time as such Investor was first contacted by the Company or any other Person acting on behalf of the Company regarding the transactions contemplated hereby or (b) thirty (30) days prior to the date hereof, neither such Investor nor any Affiliate of such Investor which (x) had knowledge of the transactions contemplated hereby, (y) has or shares discretion relating to such Investor’s investments or trading or information concerning such Investor’s investments, including in respect of the Securities, or (z) is subject to such Investor’s review or input concerning such Affiliate’s investments or trading (collectively, “Trading Affiliates”) has, directly or indirectly, effected or agreed to effect any short sale, whether or not against the box, established any “put equivalent position” (as defined in Rule 16a-1(h) under the 0000 Xxx) with respect to the Common Stock, granted any other right (including, without limitation, any put or call option) with respect to the Common Stock or with respect to any security that includes, relates to or derived any significant part of its value from the Common Stock or otherwise sought to hedge its position in the Securities (each, a “Prohibited Transaction”). Prior to the earliest to occur of (i) the termination of this Agreement, (ii) the Effective Date or (iii) the Effectiveness Deadline, such Investor shall not, and shall cause its Trading Affiliates not to, engage, directly or indirectly, in a Prohibited Transaction. Such Investor acknowledges that the representations, warranties and covenants contained in this Section 5.11 are being made for the benefit of the Investors as well as the Company and that each of the other Investors shall have an independent right to assert any claims against such Investor arising out of any breach or violation of the provisions of this Section 5.11.

  • PROHIBITED TO ACT/BID 4.1 No bankrupts is allowed to bid or act as agents.

  • Prohibited Items Only refrigeration appliances supplied with the Room are to be used. No other refrigeration items are to be brought into the Room. In order for appliances to be used in the Residence, they must bear a visible serial number and a CSA or UL identification tag. Irons, toaster ovens, coffee makers, electric kettles protected by automatic “shut off” may be used. Appliances found in rooms that do not bear a CSA or UL identification tag will be removed by the Manager at the Resident’s expense, without liability to the Manager for spoilage or damage to the appliance removed. The following are prohibited: open coil hot plates, deep fryers, indoor barbecues, fondues and the like; pets; candles, incense, lava lamps, halogen lamps, large musical instruments or noise producing devices such as subwoofers and PA systems, illegal substances, alcohol and illegal drug paraphernalia, single serving glass alcohol containers (i.e. beer bottles, coolers, etc.), novelty glass liquor bottles, and large common source containers (i.e. kegs, 60oz containers); weapons, replica weapons, or any device that is designed for (or could be used for) the purpose to intimidate, threaten, harm, or kill.

  • PROHIBITED PRACTICES A. Contractor during the period of this Contract shall not hire, retain or use for compensation any member, officer, or employee of MPS to perform services under this Contract, or any other person who, to the knowledge of Contractor, has a conflict of interest.

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