Opening of Accounts. (i) At the time of the opening of each Introduced Account, Correspondent shall furnish CSC with all financial and personal information concerning such Introduced Accounts as CSC may reasonably require. At the time of the opening of Introduced Accounts which are margin accounts, the Correspondent shall furnish CSC with executed customers' agreements, hypothecation agreements and consents to loans of securities (collectively, the "margin agreement"). CSC shall supply the Correspondent with margin agreement forms regarding margin accounts in sufficient quantities, such forms to be submitted to CSC upon their completion by the Correspondent. If any Introduced Account may have been opened without CSC having previously received a properly executed margin agreement, failure of CSC to receive such margin agreements shall not be deemed to be a waiver of the information requirements set forth herein. Upon the written or oral request of CSC, the Correspondent shall furnish CSC with any other documents and agreements executed by the Introduced Account on forms which shall be supplied by CSC in sufficient quantities and which may reasonably be required by CSC in connection with the opening, operating or maintaining of Introduced Accounts. CSC may, at its option, mail margin agreements or "new account" forms directly to the Introduced Accounts upon notification by the Correspondent, and/or require completion of its own margin agreement or "new account" forms and, if required, option account agreements for the Introduced Accounts. The Correspondent shall promptly provide CSC with basic data and copies of documents relating to each of the Introduced Accounts, including, but not otherwise limited to, copies of records of any receipts of the Introduced Accounts' funds and/or securities received directly by the Correspondent, as shall be necessary for CSC to discharge its service obligations hereunder.
Opening of Accounts. Prompt written notice (such notice to include reasonably detailed information regarding the account number, purpose and applicable bank or other institution in respect of such Deposit Account, Commodities Account or Securities Account) to the Administrative Agent of any Deposit Account, Commodities Account or Securities Account (other than an Excluded Account) opened by the Borrower or any Guarantor.
Opening of Accounts. Other than the Accounts, the Borrower shall not open or continue to maintain any accounts with any financial institution, unless the Agent (acting on the instructions of the Majority Lenders) has consented in writing to such accounts.
Opening of Accounts. 1.1 The opening of an Account with the Bank is subject to the approval of the Bank. The Customer shall be bound by such terms and conditions imposed by the Bank from time to time on the opening, maintenance and operation of such Account.
Opening of Accounts. 18 15. BORROWER'S GENERAL ACCOUNT......................................................................... 19 16.
Opening of Accounts. (a) So long as any Advance remains outstanding, the Borrower shall maintain in its own name at the relevant branch of the Bank the following accounts, which shall be charged by way of a first ranking fixed charge in favour of the Bank as security:
Opening of Accounts. 9.1 After entering into the Tripartite Agreement of Discretionary Investment with the Fund and the Custodian, HSBC Taiwan shall instruct the Custodian to enter into relevant account-opening and brokerage agreements or other contracts, if necessary, with the securities firm(s), futures commission merchant(s) or any other transaction counterparty (the Trading Counterparty ) on behalf of the Fund, and to open the relevant investment trading accounts, futures trading accounts, a centralized securities depository account, bank deposit accounts, the custody account and any other accounts necessary for executions of transaction of DIM Assets. 9.2 HSBC Taiwan shall cooperate with the Custodian in the account opening, execution of contracts and other related procedures referred to in Article 9.1 in accordance with the Operation Rules for the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the R.O.C. (the Operation Rules ). The account opening and brokerage agreement referred to in Article 9.1 shall stipulate clearly the responsibility of HSBC Taiwan in the Ultra Xxxxx Transactions as referred to in Article 12 of this Contract. 9.3 The opening of the discretionary investment account ( DIM Account ) shall comply with the provisions of the Operation Rules and this Contract. HSBC Taiwan may not start the discretionarily investment or trading until the execution of all of the contracts and the completion of procedures for account-opening prescribed in Article 9.1. 9.4 During the term of this Contract, the Fund may not use the investment trading account and futures trading account referred to in Article 9.1 for purposes other than those under this Contract. 9.5 The Fund agrees that HSBC Taiwan may place an order via the omnibus account at the securities firm when engaging the securities firm to trade securities on behalf of the Fund. The Fund shall issue a power of attorney to the securities firm for recordation. Article 10 (
Opening of Accounts. A. At the opening of each Introduced Account, the Introducing Firm shall furnish Schroder with all customary information concerning its customer which Schroder requests. At the time of the opening of an Introduced Account, Schroder shall cause to be delivered to and solicit the return from the customer, Customers' Agreements on Schroder's forms (or assignments, in form satisfactory to Schroder, of existing agreements between the customer and the Introducing Firm) and such other documents as Schroder shall xxxx necessary with respect to the account. Schroder's failure to receive any of the above documents required to be executed and returned shall not be deemed a waiver of the above requirements. Schroder shall also inform the customer of the existence of this Agreement pursuant to Rule 382(c) of the New York Stock Exchange. In addition, on Schroder's request, the Introducing Firm shall furnish Schroder with any other documents, letters and/or agreements which may be reasonably requested by Schroder in connection with the opening, operating or maintaining of any Introduced Account.
Opening of Accounts. To perform securities borrowing and lending transactions, the Client must have a securities trading account and enter into a securities borrowing and lending agreement with the Company and the Company will consider a collective sum limit for all types of account the Client has opened with the Company. -The Client must declare an intention to perform a transaction in accordance with such form or procedure as stipulated by the Company. -The Client has knowledge and understanding of and is ready to comply with rules and regulations relating to securities borrowing and lending, which are stipulated by the Office of the Securities and Exchange Commission (the “Office”), the Stock Exchange of Thailand (the “Securities Exchange”), and/or the Company.
Opening of Accounts. Concurrently with the closing of the Loan and as a condition precedent thereto, Borrower shall (1) open the Accounts in accordance with the Account Agreements and execute such documents as are necessary to establish the same, and (2) deposit into the Accounts the funds required to be deposited therein pursuant to the Account Agreements.
