Fund Review of Participant Communications Materials Sample Clauses

Fund Review of Participant Communications Materials. It is understood by the parties that, based on each Fund’s current prospectus and the information supplied by the Fund, the Trust Entity may prepare communications or disclosure material for Client-Shareholders which describe the Fund or Funds in the same format as that used for the other investment options offered to Clients. The Trust Entity shall supply the Fund, or its designated representative, with copies of such materials concerning the Fund or Funds within a reasonable time period in advance of their intended distribution to the Client-Shareholders and the Fund or its designated representative shall review and approve the use of such materials within fifteen Business Days of receipt and no such material shall be used if the Fund or its designated representative objects timely to such use. The Trust Entity agrees not to use such materials until such materials have been, to the extent applicable, submitted to FINRA.
Sample 1
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Fund Review of Participant Communications Materials. It is understood by the parties that, based on the Fund's current Prospectus and the information supplied by the Fund under Section 7(c) above, the Sub-Transfer Agent may prepare communications or disclosure materials for Plan Participants and beneficiaries which describe the Fund or Portfolios in the same format as that used for the other investment options offered under the Plans. The Sub-Transfer Agent shall supply the Fund, or its designated representative, with copies of such materials concerning the Fund or Portfolios within a reasonable time period in advance of their intended distribution to the Plan Participants. The Sub-Transfer Agent and the Fund shall establish a mutually agreeable time frame in which such materials shall be reviewed and approved for use by the Fund, or its designated representative. The Sub-Transfer Agent agrees not to use any such materials without the prior written approval of the Fund or its designated representative. Moreover, the Sub-Transfer Agent agrees not to use such materials until such materials have been submitted to the National Association of Securities Dealers, Inc., if necessary.
Sample 1
Fund Review of Participant Communications Materials. It is understood by the parties that, based on the Fund's current Prospectus and the information supplied by the Fund under Section 7(c) above, National City may prepare communications or disclosure materials for Plan Participants and beneficiaries which describe the Fund or Portfolios in the same format as that used for the other investment options offered under the Plans. National City shall supply the Fund, or its designated representative, with copies of such materials concerning the Fund or Portfolios within a reasonable time period in advance of their intended distribution to the Plan Participants. The National City and the Fund shall establish a mutually agreeable time frame in which such materials shall be reviewed and approved for use by the Fund, or its designated representative. National City agrees not to use any such materials without the prior written approval of the Fund or its designated representative. Moreover, National City agrees not to use such materials until such materials have been submitted to the National Association of Securities Dealers, Inc.
Sample 1
Fund Review of Participant Communications Materials. It is understood by the parties that, based on the current prospectus for the Portfolio and the information supplied by the Fund, Vanguard may prepare communications or disclosure materials for participants and beneficiaries under the Plan which describe the Portfolio in the same format as that used for the other investment options offered under the Plan.
Sample 1
Fund Review of Participant Communications Materials. It is understood by the parties that based on each Fund’s current prospectus and the information supplied by the Fund, the Recordkeeper may prepare communications or disclosure material for Plan Participants which describe the Funds or Funds in the same format as that used for the other investment options offered under the Plans. Upon request by the Fund, the Recordkeeper shall supply the Fund, or its designated representative, with copies of such materials concerning the Fund or Funds within a reasonable time period in advance of their intended distribution to the Plan Participants and the Fund or its designated representative shall review and approve the use of such materials within five Business Days of receipt unless otherwise communicated to Recordkeeper. The Recordkeeper agrees not to use ‘ such materials until such materials have been, to the extent applicable, submitted to FINRA.
Sample 1

Related to Fund Review of Participant Communications Materials

  • Participant Information My address is: My Social Security Number is:

  • Sharing of Participant Information 20 7.4 REPORTING AND DISCLOSURE AND COMMUNICATIONS TO PARTICIPANTS..................................................20 7.5 NON-TERMINATION OF EMPLOYMENT; NO THIRD-PARTY BENEFICIARIES.................................................20 7.6

  • Direct Website Communications Each of Holdings and the Borrower may, at its option, provide to the Administrative Agent any information, documents and other materials that it is obligated to furnish to the Administrative Agent pursuant to the Credit Documents, including, without limitation, all notices, requests, financial statements, financial, and other reports, certificates, and other information materials, but excluding any such communication that (A) relates to a request for a new, or a conversion of an existing, borrowing or other extension of credit (including any election of an interest rate or interest period relating thereto, (B) relates to the payment of any principal or other amount due under this Agreement prior to the scheduled date therefor, (C) provides notice of any default or event of default under this Agreement or (D) is required to be delivered to satisfy any condition precedent to the effectiveness of this Agreement and/or any borrowing or other extension of credit thereunder (all such non-excluded communications being referred to herein collectively as “Communications”), by transmitting the Communications in an electronic/soft medium in a format reasonably acceptable to the Administrative Agent to the Administrative Agent at an email address provided by the Administrative Agent from time to time; provided that (i) upon written request by the Administrative Agent, Holdings or the Borrower shall deliver paper copies of such documents to the Administrative Agent for further distribution to each Lender until a written request to cease delivering paper copies is given by the Administrative Agent and (ii) Holdings or the Borrower shall notify (which may be by facsimile or electronic mail) the Administrative Agent of the posting of any such documents and provide to the Administrative Agent by electronic mail electronic versions (i.e., soft copies) of such documents. Each Lender shall be solely responsible for timely accessing posted documents or requesting delivery of paper copies of such documents from the Administrative Agent and maintaining its copies of such documents. Nothing in this Section 13.17 shall prejudice the right of Holdings, the Borrower, the Administrative Agent, any other Agent or any Lender to give any notice or other communication pursuant to any Credit Document in any other manner specified in such Credit Document. The Administrative Agent agrees that the receipt of the Communications by the Administrative Agent at its e-mail address set forth above shall constitute effective delivery of the Communications to the Administrative Agent for purposes of the Credit Documents. Each Lender agrees that notice to it (as provided in the next sentence) specifying that the Communications have been posted to the Platform shall constitute effective delivery of the Communications to such Lender for purposes of the Credit Documents. Each Lender agrees (A) to notify the Administrative Agent in writing (including by electronic communication) from time to time of such Lender’s e-mail address to which the foregoing notice may be sent by electronic transmission and (B) that the foregoing notice may be sent to such e-mail address.

  • Participant Bound by Plan Participant hereby acknowledges receipt of a copy of the Plan and agrees to be bound by all the terms and provisions thereof.

  • Testing-the-Waters Communications If at any time following the distribution of any Written Testing-the-Waters Communication there occurred or occurs an event or development as a result of which such Written Testing-the-Waters Communication included or would include an untrue statement of a material fact or omitted or would omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances existing at that subsequent time, not misleading, the Company shall promptly notify the Representative and shall promptly amend or supplement, at its own expense, such Written Testing-the-Waters Communication to eliminate or correct such untrue statement or omission.

  • Employee Communications Seller and Buyer shall cooperate in communications with Business Employees with respect to employee benefit plans maintained by Seller or Buyer and with respect to other matters arising in connection with the transactions contemplated by this Agreement.

  • Compensation for Providing Information The Party requesting information agrees to reimburse the other Party for the reasonable costs, if any, of creating, gathering, copying, transporting and otherwise complying with the request with respect to such information (including any reasonable costs and expenses incurred in any review of information for purposes of protecting the Privileged Information of the providing Party or in connection with the restoration of backup media for purposes of providing the requested information). Except as may be otherwise specifically provided elsewhere in this Agreement, any Ancillary Agreement or any other agreement between the Parties, such costs shall be computed in accordance with the providing Party’s standard methodology and procedures.

  • Retention of Written Communications The Registrar shall retain copies of all letters, notices and other written communications received pursuant to Section 2.1 or this Section 2.6. The Issuer shall have the right to inspect and make copies of all such letters, notices or other written communications at any reasonable time upon the giving of reasonable prior written notice to the Registrar.

  • TIA Communication A Noteholder may communicate under Section 312(b) of the TIA with other Noteholders about their rights under this Indenture or under the Notes. The Issuer, the Indenture Trustee and the Note Registrar will have the protection of Section 312(c) of the TIA.

  • Method of Communication Except as otherwise provided in this Agreement, all notices and communications hereunder shall be in writing, or by telephone subsequently confirmed in writing. Any notice shall be effective if delivered by hand delivery or sent via telecopy, recognized overnight courier service or certified mail, return receipt requested, and shall be presumed to be received by a party hereto (i) on the date of delivery if delivered by hand or sent by telecopy, (ii) on the next Business Day if sent by recognized overnight courier service and (iii) on the third Business Day following the date sent by certified mail, return receipt requested. A telephonic notice to the Administrative Agent as understood by the Administrative Agent will be deemed to be the controlling and proper notice in the event of a discrepancy with or failure to receive a confirming written notice.

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