FINANCIAL ADVISOR INFORMATION Sample Clauses

FINANCIAL ADVISOR INFORMATION. If the investment is being made through a financial professional, enter the information below. Please list all contact persons who should receive information regarding the investment. Alternate Tax Document Recipient & Address:
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FINANCIAL ADVISOR INFORMATION. If the investment is being made through a financial professional, enter the information below. Please list all contact persons who should receive information regarding the investment. Company Name:________________________________________________ Contact Name(s):_______________________________________________ Email(s): ______________________________ Use as Contact: ❑ YES ❑ NO Phone:_________________________ Relationship to Investment:________
FINANCIAL ADVISOR INFORMATION. Name of Financial Advisor: Financial Advisor/ Rep ID: Firm Name: Direct Telephone Number: Direct e-mail address: Name of Broker Dealer: Branch Office ID Number: Branch Office Address: Branch Office Telephone Number:
FINANCIAL ADVISOR INFORMATION. Advisor Name Rep. No. Advisor’s Company Name Branch ID Advisor’s Address Advisor’s City State Zip Code Advisor’s Phone No. Fax No. Advisor’s E-mail Address
FINANCIAL ADVISOR INFORMATION. Name of Financial Advisor: ____________________________________ Financial Advisor/ Rep ID: ____________________________________ Firm Name: ____________________________________ Direct Telephone Number: ____________________________________ Direct e-mail address: ____________________________________ Name of Broker Dealer: ____________________________________ Branch Office ID Number: ____________________________________ Branch Office Address: ____________________________________ Branch Office Telephone Number: ____________________________________

Related to FINANCIAL ADVISOR INFORMATION

  • DEALER MANAGER INFORMATION Prior to the initial Effective Date, the parties will expressly acknowledge and agree as to the information furnished to the Company by the Dealer Manager expressly for use in the Registration Statement.

  • Investor Information Within five (5) days after receipt of a request from the Company, Investor hereby agrees to provide such information with respect to Investor’s status as a Company shareholder and to execute and deliver such documents as may reasonably be necessary to comply with any and all laws and regulations to which the Company is, or may become, subject, including, without limitation, the need to determine the accredited investor status of the Company’s shareholders. Investor further agrees that, in the event Investor transfers any Offered Shares, Investor will require the transferee of any such Offered Shares to agree to provide such information to the Company as a condition of such transfer.

  • Seller Information The Company may require each seller of Registrable Securities as to which any registration is being effected to furnish, and such seller shall furnish, to the Company such information regarding the distribution of such securities as the Company may from time to time reasonably request in writing.

  • Buyer Information True and complete copies of all documents listed in the Buyer Disclosure Schedule have been made available or provided to Seller. The books of account, stock record books and other financial and corporate records of Buyer and the Buyer Subsidiaries, all of which have been made available to Seller, are complete and correct in all material respects.

  • Member Information a. ODM, or its designee, will provide membership notices, informational materials, and instructional materials to members and eligible individuals in a manner and format that may be easily understood. At least annually, ODM or its designee will provide current MCP members with an open enrollment notice which describes the managed care program and includes information on the MCP options in the service area and other information regarding the managed care program as specified in 42 CFR 438.10.

  • Information The Buyer and its advisors, if any, have been, and for so long as the Note remain outstanding will continue to be, furnished with all materials relating to the business, finances and operations of the Company and materials relating to the offer and sale of the Securities which have been requested by the Buyer or its advisors. The Buyer and its advisors, if any, have been, and for so long as the Note remain outstanding will continue to be, afforded the opportunity to ask questions of the Company. Notwithstanding the foregoing, the Company has not disclosed to the Buyer any material nonpublic information and will not disclose such information unless such information is disclosed to the public prior to or promptly following such disclosure to the Buyer. Neither such inquiries nor any other due diligence investigation conducted by Buyer or any of its advisors or representatives shall modify, amend or affect Buyer’s right to rely on the Company’s representations and warranties contained in Section 3 below. The Buyer understands that its investment in the Securities involves a significant degree of risk. The Buyer is not aware of any facts that may constitute a breach of any of the Company's representations and warranties made herein.

  • Parent Information The information relating to Parent and its Subsidiaries to be contained in the Proxy Statement and the S-4, or in any other document filed with any other regulatory agency in connection herewith, will not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances in which they are made, not misleading. The Proxy Statement (except for such portions thereof that relate to the Company or any of its Subsidiaries) will comply with the provisions of the Exchange Act and the rules and regulations thereunder. The S-4 will comply with the provisions of the Securities Act and the rules and regulations thereunder.

  • Confidential Financial Information The Parties shall treat all financial information subject to review under this Article VI or under any sublicense agreement as Confidential Information of such Party as set forth in Article VII, and shall cause its accounting firm to retain all such financial information in confidence under terms substantially similar to those set forth in Article VII and with respect to each inspection, the independent accounting firm shall be obliged to execute for each Party’s benefit a reasonable confidentiality agreement prior to commencing any such inspection.

  • Underwriter Information All material provided by the Underwriter for inclusion in the Offering Document (as revised from time to time, the "Underwriter Information"), insofar as such information relates to the Underwriter and the manner of offer and sale of the Securities, is true and correct in all material respects. In respect of the

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