Customer Representations and Responsibilities. The Customer Account may be one or both of the following:
Customer Representations and Responsibilities. (A) Self-directed Account. I understand that My Account is self-directed, I am solely responsible for any and all orders placed in My Account and all orders entered by me or on My behalf are unsolicited and based on My own investment decisions or the investment decision of My duly authorized representative or agent. Accordingly, I agree that neither You nor any of Your employees, agents, principals or representatives:
Customer Representations and Responsibilities. Customer agrees to the following representations and responsibilities,
Customer Representations and Responsibilities a. Self-directed Account &XVWRPHU XQGHUVWDQGV -WdirKecDtedWb rok&erXagVe, WRPHU¶V DQG VR &XVWRPHU LV VROHO\ UHVSRQVLEOH IRU DQ\ all orders entered by Customer or on behalf of Customer is unsolicited and based RQ &XVWRPHU¶V RZQ LQYHVWPHQW GHFLVLRQV RU WKH LQYHVWPHQW GHF or agent. Accordingly, Customer agrees that neither Xxxxxx nor any of its employees, agents, principals, or representatives:
Customer Representations and Responsibilities. (A) Account(s). Customer may open one or more Accounts, including, (1) for the purposes of participating in the advisory program offered by Xxxxx, and (2) a self-directed brokerage Account. The Customer understands that the Customer may place orders in various investment products, including investments in U.S. exchange listed equities, exchange traded funds (“ETFs”), registered open-end funds, such as mutual funds, closed-end funds, interval funds and other exchange-traded products (the “Investment Products”). For Accounts established in connection with the Titan advisory program, Xxxxxx will execute transaction in the Account pursuant to orders and other instructions that Titan places with or provides to Broker via the advisory program. Please see the Advisory Agreement for further details. For purposes of self-directed Accounts, the Customer acknowledges that orders of any Investment Products are completed on a self-directed basis through the Customer Account, and that the Customer is solely responsible for any and all orders placed in the Customer Account and that all orders entered by the Customer or on behalf of the Customer are unsolicited and based on the Customer’s own investment decisions or the investment decision of the Customer’s duly authorized representative or agent. Accordingly, the Customer agrees that neither the Broker nor any of its employees, agents, principals, or representatives:
Customer Representations and Responsibilities
