Client Representations. Client represents and warrants to Consultant that;
Client Representations. You represent that you have the full legal power and authority to enter into this Agreement and that the terms of this Agreement do not violate any obligation to which you are bound, whether arising out of contract, operation of law, or otherwise. You maintain sole responsibility to notify us if there is any change in your financial situation or investment objectives for the purpose of reviewing, evaluating or revising our previous recommendations and/or services.
Client Representations. Client represents and warrants to Chelsea that the person who signs this Agreement is authorized to negotiate terms and to enter into this Agreement and other related agreements on Client’s behalf. If the signer is a trustee or fiduciary, Client represents that the investments are within the scope authorized by the appropriate trust organizational document or authority. Client further reresents that the trust documents allow the plan to invest in stocks, bonds, mutual funds, and other securities. Further, Client represents that the documents allow investment discretion to be delegated to an investment adviser or other party and that the plan is authorized to hire such investment advisers. Client acknowledges those individuals signing on behalf of Client are the only authorized signers necessary to enter into this Agreement on behalf of Client. Client further represents and warrants to Chelsea that: (i) the terms of this Agreement do not violate any obligations by which Client is bound, whether by contract, operation of law, or otherwise; (ii) all Client Information furnished to Chelsea in connection with this Agreement and all documents supplied by Client in this regard, including financial statements, and any information supplied by Client to Chelsea for the purpose of preparing the Client profile are true, complete, and correct in all material respects; and (iii) if Cient has selected mutual funds as an investment vehicle, Client acknowledges having received and reviewed the respective prospectus thereto and Client agrees that the mutual funds selected are consistent with its suitability requirements.
Client Representations. The Client represents to the Firm the following and understands and agrees that the Firm is relying on these representations as an inducement to enter into this Performance Fee Agreement: • The Client declares to be legally empowered to enter into or perform this Performance Fee Agreement. • If this Performance Fee Agreement is established by a legal entity, the undersigned certifies that the Performance Fee Agreement has been duly authorized, executed and delivered on behalf of such entity, and that the Performance Fee Agreement is valid by way of resolution or amendment made by the entity to that effect and authorizing the appropriate officer or director to act on its behalf in connection with this Performance Fee Agreement. • The Client affirms they are a qualified investor as defined by the United States Securities and Exchange Commission (SEC) and its Rule §275.205-3 as of the date of entering into this Performance Fee Agreement. If the Client no longer meets the definition of a qualified investor, the Client acknowledges that this Performance Fee Agreement is to be terminated. • The Client agrees to provide the Firm with the necessary information to provide the agreed upon services. • The Client agrees and acknowledges that the responsibility for financial decisions is theirs and the Client is under no obligation to follow, either wholly or in part, any recommendation or suggestion provided by the Firm. • The Client understands and agrees that the Firm performs services for other clients and may make recommendations to those clients that differ from the recommendations made to the Client. The Client agrees the Firm does not have any obligation to recommend for purchase or sale any security or other asset it may recommend to any other client. • The Client agrees the Firm obtains information from a wide variety of publicly available sources and cannot guarantee the accuracy of the information or success of the advice which it may provide. The information and recommendations developed by the Firm is based on the professional judgment of the Firm and the information the Client provides to the Firm. • The Client acknowledges and agrees that the Firm shall not be obligated to provide any services under this Performance Fee Agreement with or for the Client if, in the Firm’s reasonable judgment, this would (i) violate any applicable federal or state law or any applicable rule or regulation of any regulatory agency, or (ii) be inconsistent with any internal p...
Client Representations. CLIENT represents to VCS that:
Client Representations. 4.1 The Client warrants, declares and represents to the IF, that:
Client Representations. You represent and warrant that: (i) you have the unrestricted right to use all content that you have provided to us and that your licensing of client content to us will not infringe any third party copyright or trademark rights; (ii) you will comply with all applicable laws and you and any individuals having access to your account have all required licenses to provide the goods and services advertised in all applicable jurisdictions; (iii) you have not made any false or misleading claims in client content or any communications; (iv) in the event you use third-party social media logos or other branding in your advertisement(s) or communications, you are and will remain a member in good standing of each social media platform represented with logos and/or branding in your advertisement(s), in accordance with the rules and/or terms and conditions of such platforms; (v) you will comply with our privacy policy and terms of use as applicable (vi) you have not requested, and will not use, any of our Services for any unlawful purpose or business;
Client Representations. Client represents to TRFP the following and understands and agrees that TRFP is relying on Client’s representations as an inducement to enter into this Agreement: • Client will provide TRFP with the necessary information to provide the agreed upon services. • Client is responsible for all financial decisions and Client is under no obligation to follow, either wholly or in part, any recommendation or suggestion provided by TRFP. Continued on next page Financial Planning Services Agreement (continued) • TRFP obtains information from a wide variety of publicly available sources and cannot guarantee the accuracy of the information or success of the advice which it may provide. The information and recommendations developed by TRFP are based on the professional judgment of TRFP and the information you provide to TRFP. • All investments involve risks and some investment decisions will result in losses. TRFP cannot guarantee that your investment objectives will be achieved. • Due to the limited scope of requested services, TRFP has no obligation to contact you in the future to recommend changes to your financial plan or any of the recommendations or advice previously provided by TRFP. • If this Agreement is established by Client in a fiduciary capacity, Client hereby certifies that s/he is legally empowered to enter into or perform this Agreement in such capacity. • TRFP performs services for other clients and may make recommendations to those clients that differ from the recommendations made to you. You agree that TRFP does not have any obligation to recommend for purchase or sale any security or other asset it may recommend to any other client.
Client Representations. You represent to Xxxx Financial Consulting, LLC the following and understand and agree that CFC is relying on these representations as an inducement to enter into this Agreement: • You agree that you will provide CFC with the necessary information to provide the agreed upon services. • You understand that the responsibility for financial decisions is yours and that you are under no obligation to follow, either wholly or in part, any recommendation or suggestion provided by CFC. • You understand that CFC obtains information from a wide variety of publicly available sources and cannot guarantee the accuracy of the information or success of the advice which it may provide. The information and recommendations developed by CFC are based on the professional judgment of CFC and the information you provide to CFC. • You understand and agree that due to the limited nature of this engagement, CFC is under no obligation to contact you to recommend changes to your financial plan or any of the recommendations and advice provided under this Agreement in the future. • You understand that all investments involve risks and that some investment decisions will result in losses. You understand that CFC cannot guarantee that your investment objectives will be achieved. • You understand and agree that CFC will not be liable for any loss incurred as a result of the services provided to you by CFC, except by act of negligence. Nothing in this Agreement shall in any way limit or waive any rights you may have under federal or state securities laws. • You understand and agree that CFC performs services for other clients and may make recommendations to those clients that differ from the recommendations made to you. You agree that CFC does not have any obligation to recommend for purchase or sale any security or other asset it may recommend to any other client. • You understand that CFC does not provide legal or accounting advice and does not prepare any legal documents for the implementation of any recommendations provided in the financial plan.
Client Representations. Before any decision is made or action taken, client representations regarding services of a negative nature regarding any SELPA or ACRC, shall be communicated using the dispute resolutions process first, then in writing to the respective appropriate agency in order for the agency to be provided an opportunity to provide its viewpoint. Such viewpoints shall be considered.
