ALLOCATION POLICY. We will deal fairly and in due sequence with all Orders having regard to Vanuatu legislative and regulatory requirements, market practices and our compliance policies and procedures. To the extent that it is reasonably practicable to do so, we will allocate all Contracts (including Contracts effected pursuant to Orders placed on our own account) in the sequence in which we receive those Orders, subject to filters and compliance review and to any delay or technical faults connected with or arising through the use of the Trading Platform or any other delay that is outside the control of ThreeTrader Global Limited.
ALLOCATION POLICY. We allocate Domain Names in accordance with this Agreement and the Registration Policies.
ALLOCATION POLICY a. Exhibit O to the Partnership Agreement is hereby deleted in its entirety and replaced with Exhibit O attached hereto. The changes to Exhibit O are included in blackline format.
ALLOCATION POLICY. In allocating Acquisition Opportunities among the Partnership and other entities in which Regency and its Affiliates have an ownership interest, Regency shall follow the allocation policy attached to this Agreement as Exhibit C (the “Allocation Policy”). Regency may modify its overall allocation policies from time to time in its discretion, after consulting with the Advisory Council and providing prior written notice to the Fund Limited Partners, where modifications are necessary as a result of changes in law. Any other change to the Allocation Policy shall require approval by the Advisory Council pursuant to Section 5.4.
ALLOCATION POLICY. Materially amend the Allocation Policy in a manner adverse to the Nova I Parties or the Nova II Parties.
ALLOCATION POLICY. The information in this Appendix II is provided in accordance with the requirements of the FSA. Under FSA rules, The Agent is obliged to inform an issuer of securities of the points set out below in relation to the allocation of securities of the issuer and the potential conflicts of interest that may exist. The Agent has in place systems, controls and procedures for identifying and managing such conflicts. In identifying the target group of investors for the issue, the Agent will take into account the holdings and participation of investors in European equity markets, including their shareholdings in other companies in the sector or the peer group, and the participation of those investors in other offerings of securities. This universe of target investors may be further refined in the course of the investor education programme undertaken by a research analyst following the publication of an independent research report prepared by the analyst. Decisions about pricing and allocation will be made in consultation with the Corporation. When recommending the pricing of the issue to the Corporation, the Agent will draw upon the book of demand generated through the bookbuilding period and take into account feedback provided by investors during the course of the marketing period and the investor education meetings. Updates as to the state of the book of demand will be provided throughout the marketing period, according to the Corporation’s requirements. When recommending allocations to the Corporation, the Agent will judge each investor against a list of key criteria which have been pre-agreed with the Corporation. These criteria will include: · The perceived quality of the investor. · The size of investor demand, particularly in relation to the investor’s funds under management and likely order size. · The propensity of the investor to hold the shares for the medium to long term. · The probability that the investor will use their allocation as a starting point for building a larger shareholding (this may include indications of after market demand). · The extent of the investor’s participation in management marketing. · The extent of the investor’s participation in investor education meetings with syndicate research analysts. · The price leadership and timeliness of order (particularly in relation to a management meeting). · The extent to which the order is consistent with the investor’s existing portfolio strategy and/or existing shareholdings. · The type and loc...
ALLOCATION POLICY. Among other responsibilities to the Funds, Advisor will determine the asset allocation policy that is to be used by the Funds and will communicate this asset allocation policy to Sub-Advisor. Advisor will also be responsible for negotiating any necessary or advisable participation and other agreements with the underlying funds that are potential investments on the Funds or the sponsor of such underlying funds.
ALLOCATION POLICY. 10.5.1 GMT Markets will deal fairly and in due sequence with all Orders having regard to Australian legislative and regulatory requirements, market practices and GMT Markets’ compliance policies and procedures.
ALLOCATION POLICY. 10.5.1 Fortune Prime Global will deal fairly and in due sequence with all Orders having regard to Australian legislative and regulatory requirements, market practices and Fortune Prime Global’s compliance policies and procedures.
ALLOCATION POLICY. OFM will deal fairly and in due sequence with all Orders having regard to Australian legislative and regulatory requirements, market practices and OFM’s compliance policies and procedures. To the extent that it is reasonably practicable to do so, OFM will allocate all Contracts (including Contracts effected pursuant to Orders placed on OFM’s own account) in the sequence in which OFM receives those Orders, subject to filters and compliance review and to any delay or technical faults connected with or arising through the use of the Trading Platform or any other delay that is outside the control of OFM.
